Related provisions for DTR 8.5.2
1 - 6 of 6 items.
A person wishing to be included on the list of primary information providers, must apply to the FCA for approval as a primary information provider by submitting the following to the FCA:(1) the name, registered office address, registered number and the names and addresses of the directors and company secretary of the person applying for approval and, where applicable, the corporate group to which the person belongs;(2) details of all the arrangements that it has established or
The report provided under DTR 8.2.1R (5) should state:(1) the opinion of the reporting accountant qualified to act as auditor as to the matters set out in DTR 8.4;(2) the significant areas tested in reaching that opinion; and(3) a summary of the work undertaken to address these areas and reach that opinion.
Types of reports. See SUP 6.4.15 GCategory of firmType of reporta bank or building society• an audited balance sheet which confirms that, in the auditor's opinion, the firm has no remaining deposit liabilities to customers;• a report from auditors or reporting accountants; a securities and futures firm• a report from auditors or reporting accountantsan insurer• an audited closing balance sheet which demonstrates that the firm has no insurance liabilities to policyholders; • a
Information and supporting documentation (see REC 5.2.4 G).(1)Details of the applicant's constitution, structure and ownership, including its memorandum and articles of association (or similar or analogous documents ) and any agreements between the applicant, its owners or other persons relating to its constitution or governance (if not contained in the information listed in REC 5.2.3A G)1. An applicant for RAP status must provide details of the relationship between the governance
1The following schedules and building blocks and tables of combinations are copied from the PD Regulation:6[Note: See transitional provisions in Regulation (EU) No 862/2012 and Regulation (EU) No 759/20137]ANNEX IMinimum Disclosure Requirements for the Share Registration Document (schedule)71.PERSONS RESPONSIBLE1.1.All persons responsible for the information given in the Registration Document and, as the case may be, for certain parts of it, with, in the latter case, an indication