Related provisions for DISP 1.1.5-A

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

This chapter does not apply to:(1) [deleted]736736(2) [deleted]1414(3) an authorised professional firm in respect of expressions of dissatisfaction about its non-mainstream regulated activities; 1516(4) complaints in respect of auction regulation bidding;1615(5) a full-scope UK AIFM, small authorised UK AIFM or an incoming EEA AIFM, for complaints concerning AIFM management functions carried on for an AIF that is a body corporate unless it is a collective investment scheme21;