Related provisions for COLL 6.4.1
1 - 16 of 16 items.
Table of application This table belongs to COLL 6.5.1 R.RuleICVCACDAny other director of an ICVCDepositary of an ICVCAuthorised fund manager of an AUT or ACS33Depositary of an AUT or ACS336.5.1Rxxxxxx6.5.3Rxxxx6.5.4Rxxx6.5.5Rxx6.5.6Rxx6.5.7Rxx6.5.8Rxx6.5.9Rxx6.5.10RxxxxNote: "x" means "applies", but not every paragraph in every rule will necessarily apply.
(1) A meeting of unitholders must have a chairman, nominated:11(a) in the case of an AUT or ACS3, by the depositary;313(b) in the case of an ICVC, by a director other than the ACD or an associate of the ACD or, if no such nomination is made, by the depositary.1(2) If the chairman is not present after a reasonable time from the time for the meeting, the unitholders present must choose one of them to be chairman.(3) The chairman:(a) may, with the consent of any meeting of unitholders
This table belongs to COLL 8.3.2 R.1Document statusA statement that this document is the prospectus of the authorised fund valid as at a particular date which shall be the date of the document.2Description of the authorised fundInformation detailing:(1)the name of the authorised fund;16(1A)its FCA product reference number (PRN);(2)that the authorised fund is either an ICVC, ACS11 or an AUT;(3)that the scheme is a qualified investor scheme;(4)where relevant, that the unitholders
(1) 3In the case of a UCITS scheme, the appointment of a new ACD of an ICVC under COLL 6.5.3 R (Appointment of an ACD) or the replacement of the authorised fund manager of an AUT or ACS5 who proposes to retire under COLL 6.5.8 R (Retirement of an authorised fund manager of an AUT or ACS)5 must, if in either case the new authorised fund manager is established in a different EEA State to the outgoing authorised fund manager, be treated as a significant change in accordance with
(1) 2This chapter applies to an ICVC, an ACD, any other director of an ICVC, a depositary of an ICVC, an authorised fund manager3 of an AUT or ACS3 and a depositary3 of an AUT or ACS3, where such AUT, ACS3 or ICVC is a UCITS scheme or a non-UCITS retail scheme in accordance with COLL 7.1.2 R (Table of application).33(2) COLL 7.7 (UCITS mergers) applies only to a domestic UCITS merger or a cross-border UCITS merger.2
This table belongs to COLL 7.1.1 R.RuleICVCACDAny other directors of an ICVCDepositary of an ICVC3Authorised fund manager of an AUT or ACS33Depositary of an AUT or ACS37.1.1xxxxxx7.1.3xxxxxx7.2.1xxxxx7.3.1xxxx7.3.2xxxx7.3.3xxx7.3.4xxx7.3.5xx7.3.6xxx7.3.7xxxx7.3.8xx7.3.9x7.3.10xxxx7.3.11x7.3.12xx7.3.13 (1)xx7.3.13 (2)xx7.4*3xx37.4A*xx7.5xxxxx7.6xxxxx227.7xxxxxx3Notes:(1)"x" means "applies", but not every paragraph in every rule will necessarily apply.(2)*COLL 7.4 does not apply
This table belongs to COLL 3.2.4 R (Matters which must be included in the instrument constituting the fund14)14Name of scheme1A statement of:(1) the name of the authorised fund; and(2) whether the authorised fund is a UCITS scheme or a non-UCITS retail scheme.Investment powers in eligible markets2A statement that, subject to any restriction in the rules in this sourcebook or the instrument constituting the fund14, the scheme has the power to invest in any eligible securities market
This table belongs to COLL 11.1.1 RReferenceICVCACDAny other directors of an ICVCAuthorised fund manager of an AUT or ACS22Depositary of an ICVC, AUT or ACS2211.1.1Rxxxxx11.1.3Gxxxxx11.2.1Gxxxx11.2.2Rxxxx11.3.1Rxxxx11.3.2Rxxxx11.3.3Gxxxx11.3.4Gxxxx11.3.5Rxxxx11.3.6Rxxxx11.3.7Rxxxx11.3.8Rxxxx11.3.9Rxxxx11.3.10Gxxxx11.3.11Rxxxx11.3.12Rxxxx11.3.13Rxxxx11.3.14Gxxxx11.4.1Rxxxxx11.4.2Rx11.4.3Rx11.4.4Gx11.4.5Gx11.5.6Rxxxx11.6.1Gxxxxx11.6.2Rxxxxx11.6.3Rxxxx11.6.4Rxxxx11.6.5Rxxxx11.6.6Rxxxx11.6.7Rxxxx11.6.8Gxxxx11.6.9Rxxxx11.6.10Rxxxx11.6.11Gxxxx11.6.12Rxxxx11.6.13Rxxxx11
This table belongs to COLL 4.2.2 R (Publishing the prospectus).Document status1A statement that the document is the prospectus of the authorised fund valid as at a particular date (which shall be the date of the document).Authorised fund2A description of the authorised fund including:(a) its name;29(aa)its FCA product reference number (PRN);(b)whether it is an ICVC, ACS21 or an AUT;173(ba)whether it is a UCITS scheme or a non-UCITS retail scheme;17(bb)a statement that unitholders