Related provisions for COBS 4.1.5

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COBS 11.8.8RRP
For the purposes of COBS 11.8.5 R, a relevant conversation or communication is any one of the following:(1) a conversation or communication between an employee or contractor of the firm with a client, or when acting on behalf of a client, with another person, which concludes an agreement by the firm to carry out the activities referred to in COBS 11.8.1 R as principal or as agent;(2) a conversation or communication between an employee or contractor of the firm with a professional