Related provisions for COBS 18.2.2

1 - 1 of 1 items.

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 18.2.1RRP
The provisions of COBS in the table do not apply in relation to any energy market activity or oil market activity carried on by a firm which is MiFID or equivalent third country business: COBSDescription36.1AAdviser charging and remuneration36.1BRetail investment product provider requirements relating to adviser charging and remuneration36.2ADescribing advice services446.4Disclosure of charges, remuneration and commission9.4Suitability reports9.6Special rules for providing basic