Related provisions for BIPRU 9.5.1D

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

2When considering an application for a waiver of the requirements in BIPRU 9.4.11R and BIPRU 9.4.12R, the appropriate regulator may undertake a visit to the firm in order to examine the firm's risk management and governance arrangements. Before such a visit, the appropriate regulator may request information from the firm additional or supplementary to that provided in the waiver application.