Related provisions for BIPRU 8.3.8

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BIPRU 8.3.9GRP
If more than one BIPRU firm is a direct or indirect parent undertaking in accordance with BIPRU 8.3.7G (2)(a) then the sub-groups of each of 1them are all potential non-EEA sub-groups. This is illustrated in example three in BIPRU 8 Annex 3 (Examples of how to identify a non-EEA sub-group), where the sub-group of UK bank 1 and the sub-group of UK bank 2 are potential non-EEA sub-groups.
BIPRU 8.3.10GRP
Similarly if there is more than one BIPRU firm that holds a participation in the third country banking or investment services undertaking in accordance with BIPRU 8.3.7G (2)(b) then the sub-group of each such BIPRU firm is a potential non-EEA sub-group.
BIPRU 8.7.23RRP
(1) A firm may only treat an exposure as exempt under BIPRU 3.2.25 R (Zero risk-weighting for intra-group exposures) as applied on a consolidated basis if the member of the UK consolidation group or non-EEA sub-group that has the exposure:(a) is a BIPRU firm and that exposure is exempt under BIPRU 3.2.25 R as it applies to that BIPRU firm on a solo basis; or(b) meets the conditions in BIPRU 3.2.25 R (1)(d) (Condition relating to establishment in the UK) and that exposure would
BIPRU 8.7.25RRP
A firm may not apply the second method in BIPRU 8.7.13R (3) (accounting consolidation for the whole group) or apply accounting consolidation to parts of its UK consolidation group or non-EEA sub-group under method three as described in BIPRU 8.7.13R (4)(a) for the purposes of the calculation of the consolidated market risk requirement unless the group or sub-group and the undertakings in that group or sub-group satisfy the conditions in this rule. Instead the firm must use the
BIPRU 8.4.4GRP
The FSA will not grant an investment firm consolidation waiver unless:(1) the UK consolidation group or non-EEA sub-group meets the conditions for being a CAD Article 22 group;(2) the FSA is satisfied that each BIPRU firm in the UK consolidation group or non-EEA sub-group will be able to meet its capital requirements using the calculation of capital resources in GENPRU 2 Annex 6 (Capital resources table for a BIPRU investment firm with a waiver from consolidated supervision);
BIPRU 8.4.9RRP
(1) A CAD Article 22 group means a UK consolidation group or non-EEA sub-group that meets the conditions in this rule.(2) There must be no bank, building society or credit institution in the UK consolidation group or non-EEA sub-group .(3) Each CAD investment firm in the UK consolidation group or non-EEA sub-group which is an EEA firm must use the definition of own funds given in the CRD implementation measure of its EEA State for Article 16 of the Capital Adequacy Directive.(4)
SUP 16.12.11RRP
The applicable data items referred to in SUP 16.12.4 R are set out according to firm type in the table below:Description of data itemFirms prudential category and applicable data items (note 1)BIPRU firms (note 17)2Firmsother thanBIPRU firms730K125K and UCITS investment firms50KIPRU(INV)2Chapter 3IPRU(INV)2Chapter 5IPRU(INV)2Chapter 9IPRU(INV)2Chapter 13UPRUAnnual accountsNo standard formatNo standard format (note 19)2No standard format2No standard format (note 21)3No standard
SUP 16.12.15RRP
The applicable data items referred to in SUP 16.12.4 R according to type of firm are set out in the table below: Description of data itemFirms prudential category and applicable data items (note 1)BIPRUFirmsother than BIPRU firms730K125K andUCITS investment firms50KIPRU(INV)2Chapter 3IPRU(INV)2Chapter 5IPRU(INV)2Chapter 9IPRU(INV)2Chapter 13UPRU2Annual accountsNo standard format8Annual accountsof the mixed-activity holding company (note 10)5No standard format5Solvency statement
SUP 16.12.22ARRP
2The applicable data items referred to in SUP 16.12.4 R are set out according to type of firm in the table below:Description ofData itemFirm prudential category and applicable data item (note 1)BIPRU 730K firmBIPRU 125K firm and UCITS investment firmBIPRU 50K firmIPRU(INV)2Chapter 13 firms carrying out European-wide activities under MiFIDIPRU(INV)2Chapter 13 firms not carrying out European-wide activities under MiFIDAnnual accountsNo standard formatAnnual accounts of the mixed-activity
SUP 16.12.25ARRP
2The applicable data items referred to in SUP 16.12.4 R are set out according to type of firm in the table below:Description of data itemFirms prudential category and applicable data item (note 1)BIPRUFirmsother thanBIPRU firms730K125K50KIPRU(INV)Chapter 3IPRU(INV)Chapter 5IPRU(INV)Chapter 9IPRU(INV)Chapter 133UPRUAnnual accountsNo standard format8Annual accounts of the mixed-activity holding company (note 10)No standard formatSolvency statement (note 11)No standard formatNo standard
BIPRU 8.5.1RRP
A firm must include only the following types of undertaking in a UK consolidation group or non-EEA sub-group for the purposes of this chapter:(1) a BIPRU firm;(2) an institution;(3) a financial institution;(4) an asset management company;(5) a financial holding company; and(6) an ancillary services undertaking.
BIPRU 8.5.9RRP
A firm may, having first notified the FSA in writing in accordance with SUP 15.7 (Form and method of notification), exclude an institution, asset management company, financial institution or ancillary services undertaking that is a subsidiary undertaking in, or an undertaking in which a participation is held by, the UK consolidation group or non-EEA sub-group if the balance sheet total of that undertaking is less than the smaller of the following two amounts:(1) 10 million Euros;(2)
BIPRU 8.5.11GRP
Article 73(1) of the Banking Consolidation Directive allows the FSA to decide to exclude an institution, financial institution, asset management company or ancillary services undertaking that is a subsidiary undertaking in, or an undertaking in which a participation is held by, the UK consolidation group or non-EEA sub-group for the purposes of this chapter in the following circumstances:(1) where the head office of the undertaking concerned is situated in a country outside the
BIPRU 8.1.1RRP
1This chapter applies to:(1) a BIPRU firm that is a member of a UK consolidation group;(2) a BIPRU firm that is a member of a non-EEA sub-group;(3) an ELMI that is a member of a UK consolidation group or non-EEA sub-group if that group includes a BIPRU firm; and(4) a firm that is not a BIPRU firm and is a parent financial holding company in a Member State in a UK consolidation group.