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general solvency requirement
As Published: 2022
general solvency requirement
75 the requirement specified in FPCOB 15.2.1R .
IBNR
As Published: 2004
IBNR
32 (in relation to claims (as defined for the purposes of INSPRU 52 , SUP and TC )) claims that have been incurred but not reported arising out of events that have occurred by the balance sheet date b…
high net worth offer document
As Published: 2012
high net worth offer document
28 an offer document for a regulated mortgage contract to a high net worth mortgage customer .
Deposit Guarantee Directive
As Published: 2001
Deposit Guarantee Directive
the Council Directive of 13 May 1994 on deposit-guarantee schemes (No 94/19/EC). 3…
industry block
As Published: 2001
industry block
(in FEES 40 ) a grouping of firms by common business activity for the purposes of calculating the general levy . 5 1 7…
large exposure
As Published: 2006
large exposure
(1) [deleted] 90 54 (2) 90 has the meaning in article 392 of the UK CRR 79 (Definition of a large exposure), as it applied on 31 December 2021 90 .
regulatory excess capital
As Published: 2004
regulatory excess capital
29 (in relation to a with-profits fund ) has the meaning set out in 46 INSPRU 1.3.32R 46 .
Referral Fees Regulations
As Published: 2013
Referral Fees Regulations
126 the Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013 (SI 2013/1635).
SYSC
As Published: 2001
SYSC
the part of the Handbook in High Level Standards which has the title Senior Management Arrangements, Systems and Controls. 5…
Council
As Published: 2001
Council
the governing body of the Society 18 constituted by section 3 of Lloyd's Act 1982. 3…
criminal injury claim
As Published: 2019
criminal injury claim
228 a claim of the description specified in article 89F(2)(g) of the Regulated Activities Order .
administering a regulated lifetime mortgage contract
As Published: 2003
administering a regulated lifetime mortgage contract
9 the regulated activity , specified in article 61(2) of the Regulated Activities Order , which is in summary: administering a regulated mortgage contract (which is a lifetime mortgage ) where the con…
executive management
As Published: 2022
executive management
161 (in LR ) the executive committee or most senior executive or managerial body below the board (or where there is no such formal committee or body, the most senior level of managers reporting to the…
cancellation price
As Published: 2006
cancellation price
40 (in COLL ) (in relation to the cancellation of units in a dual-priced authorised fund ) the price for each unit payable by the depositary to the authorised fund manager on that cancellation .
MAR 9 Annex 7R FCA MDP on-boarding application form
As Published: 2024
MAR 9 Annex 7R FCA MDP on-boarding application form
…
representative APR
As Published: 2014
representative APR
132 an APR at or below which the firm communicating or approving the financial promotion reasonably expects, at the date on which the promotion is communicated or approved , that credit would be provi…
RSRB permission
As Published: 2011
RSRB permission
96 (in FEES ) an authorisation to carry on one or more regulated sale and rent back activities .
bank
As Published: 2001
bank
4 5 (a) a firm with a 87 Part 4A permission 87 which includes accepting deposits , and: (i) which is a credit institution ; 75 (ii) [deleted] 75 87 87 23 23 but which is not a building society , a fri…