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critical benchmark
As Published: 2018
critical benchmark
225 has the meaning in article 3.1(25) of the benchmarks regulation .
ultimate EEA insurance parent undertaking
As Published: 2004
ultimate EEA insurance parent undertaking
an EEA insurance parent undertaking that is not itself the subsidiary undertaking of another EEA insurance parent undertaking .
MasterCard
As Published: 2015
MasterCard
106 the MasterCard 108 regulated payment system designated by HM Treasury under section 43 of FSBRA 108 , and the MasterCard IFR card payment system .
recognised clearing house
As Published: 2001
recognised clearing house
a clearing house which is declared by an order made by the Bank of England under section 290 or 292 of the Act and 227 for the time being in force to be a recognised clearing house. 5…
CIS stakeholder product
As Published: 2004
CIS stakeholder product
26 the stakeholder product specified by regulations 5 (units in certain collective investment schemes) and 7 of the Stakeholder Regulations .
issue
As Published: 2007
issue
(in relation to units ): 66 (1) (except in 66 EG 14 66 ) the issue of new units by the trustee of an AUT , the depositary of an ACS 112 or by an ICVC ; (2) (in 66 EG 14 66 ): 66 (a) an issue in accord…
most important financial sector
As Published: 2004
most important financial sector
154 the financial sector , being either the insurance sector or the banking and investment services sector , which has 154 the largest average referred to in the box titled Threshold Test 2 in the fin…
energy
As Published: 2001
energy
coal, electricity , natural gas (or any by-product or form of any of them), 50 oil or biofuel . 50…
approved money-market instrument
As Published: 2008
approved money-market instrument
57 (in accordance with COLL 5.2.7F R ) a money-market instrument which is normally dealt in on the money market, is liquid and has a value which can be accurately determined at any time.
deposit acceptors’ contribution class
As Published: 2018
deposit acceptors’ contribution class
119 class 6 in FEES 6 Annex 3AR , to which the FSCS may allocate a compensation costs levy or specific costs levy allocated to the retail pool .
CASS large firm
As Published: 2010
CASS large firm
110 has the meaning in CASS 1A.2.7 R (CASS firm types).
CASS large debt management firm internal client money reconciliation
As Published: 2014
CASS large debt management firm internal client money reconciliation
157 the internal client money reconciliation that CASS large debt management firms are obliged to undertake pursuant to CASS 11.11.13 R to CASS 11.11.21 R .
temporary product intervention rule
As Published: 2017
temporary product intervention rule
79 a rule made under sections 137D and 138M of the Act .
real estate market adjustment ratio
As Published: 2004
real estate market adjustment ratio
29 has the meaning set out, in relation to the resilience capital requirement , in 46 INSPRU 3.1.21R 46 .
full credit institution
As Published: 2002
full credit institution
a credit institution that falls within paragraph (1) 4 (a) 35 of the definition of credit institution .
MCD credit intermediation activity
As Published: 2015
MCD credit intermediation activity
99 the activity of acting as an MCD mortgage credit intermediary or an MCD article 3(1)(b) credit intermediary . [Note: article 4(5) and (21) of the MCD ]…
discounting
As Published: 2001
discounting
discounting or deductions to take account of investment income as set out in paragraph 48 of the insurance accounts rules . 3…
convertible
As Published: 2006
convertible
(for the purposes of MIFIDPRU 256 ) a security which gives the investor the right to convert the security into a share at an agreed price or on an agreed basis.
self-certified sophisticated investor
As Published: 2022
self-certified sophisticated investor
221 a person who meets the requirements set out in article 23A of the Promotion of Collective Investment Schemes Order , in article 50A of the Financial Promotion Order 214 or in COBS 4.12B.40R 214 .