Search Result

1521 - 1540 of 7331 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

motor vehicle liability insurer

As Published: 2004

motor vehicle liability insurer

(a) a firm with permission to carry on motor vehicle liability insurance business ; (b) any person carrying on the regulated activity of managing the underwriting capacity of a Lloyd's syndicate in re…

procuration fee

As Published: 2003

procuration fee

14 the total amount paid by a home finance provider 39 to a home finance intermediary 39 , whether directly or indirectly, in connection with providing applications from customers to enter into home f…

physical asset reconciliation

As Published: 2014

physical asset reconciliation

119 the safe custody assets reconciliation described in CASS 6.6.24 R , using either the total count method or the rolling stock method .

CASS large TP firm

As Published: 2019

CASS large TP firm

230 has the meaning in CASS 14.2.8R (CASS firm types).

vehicle

As Published: 2007

vehicle

9 any motor vehicle intended for travel on land and propelled by mechanical power, but not running on rails, and any trailer whether or not coupled. [Note: article 1(1) of Council Directive 72/166/EEC…

CRM eligibility conditions

As Published: 2006

CRM eligibility conditions

48 (1) [deleted] 260 (2) [deleted] 260 173 (3) (for the purpose of MIPRU ), MIPRU 4.2C.16 R . 173…

entering into a regulated sale and rent back agreement

As Published: 2009

entering into a regulated sale and rent back agreement

55 the regulated activity , specified in article 63J(1) of the Regulated Activities Order , which is in summary entering into a regulated sale and rent back agreement as an agreement provider, includi…

deductions plan

As Published: 2007

deductions plan

43 (in COBS ) a plan that describes the deductions from asset share that a firm expects to make for the cost of guarantees and the use of capital ( COBS 20.2.8 R ).

with-profits insurance business

As Published: 2004

with-profits insurance business

the business of effecting contracts of insurance or carrying out contracts of insurance that are with-profits policies . 27…

CRR firm

As Published: 2013

CRR firm

154 (for the purposes of SYSC ) a UK bank , building society and a UK designated investment firm 260 .

Financial Policy Committee

As Published: 2014

Financial Policy Committee

75 The sub-committee of the court of directors of the Bank of England, established by Part 1A of the Bank of England Act 1998 to contribute to the Bank of England's Financial Stability Objective and,…

NICC

As Published: 2015

NICC

62 the Northern Ireland Cheque Clearing 66 regulated payment system designated by HM Treasury under section 43 of FSBRA .

total relevant liabilities

As Published: 2011

total relevant liabilities

47 (in CREDS ) means the sum of: (a) unattached shares in the credit union , and deposits by persons too young to be members of the credit union ; and (b) liabilities (other than liabilities for share…

LR 16A.1 Application

As Published: 2021

LR 16A.1 Application

with-profits benefits reserve

As Published: 2004

with-profits benefits reserve

7 (in relation to a with-profits fund ) the with-profits benefits reserve for the with-profits fund calculated in accordance with the rules in INSPRU 1.3.116 R to INSPRU 1.3.135 G 10 .

finance

As Published: 2013

finance

71 in accordance with article 60L of the Regulated Activities Order , includes financing in whole or in part and "refinance" is to be read accordingly.

current PRA approved person approval

As Published: 2013

current PRA approved person approval

281 a current approved person approval given by the PRA .

small AIFM

As Published: 2013

small AIFM

115 an AIFM which meets the conditions in regulation 9 (meaning of "small AIFM") of the AIFMD UK regulation .

CONRED Sch 6 Rules that can be waived

As Published: 2012

CONRED Sch 6 Rules that can be waived

cash deposit ISA

As Published: 2001

cash deposit ISA

a cash component of an ISA which does not include the qualifying investments prescribed in paragraphs 8(2)(c), (d), (e) or (f) or paragraph 8A(2) 191 of the ISA Regulations . 3…