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non-equity transferable securities
As Published: 2005
non-equity transferable securities
(in PRR 82 ) (as defined in article 2(c) of the Prospectus Regulation 82 ) all transferable securities that are not equity securities. 15…
consumer hiring
As Published: 2014
consumer hiring
157 in accordance with article 60N of the Regulated Activities Order , entering into a regulated consumer hire agreement as owner or exercising, or having the right to exercise, the owner's rights and…
capital property
As Published: 2001
capital property
(in COLL ) the scheme property , other than income property and any amount for the time being standing to the credit of the distribution account . 3 20…
retail securitised derivative
As Published: 2002
retail securitised derivative
a securitised derivative which is not a specialist securitised derivative; in this definition, a "specialist securitised derivative" is a securitised derivative which, in accordance with the listing r…
MCD lifetime mortgage
As Published: 2015
MCD lifetime mortgage
99 a lifetime mortgage which is not an MCD exempt lifetime mortgage .
Financial Promotion Requirement Exemption Regulations
As Published: 2023
Financial Promotion Requirement Exemption Regulations
147 the Financial Services and Markets Act 2000 (Exemptions from Financial Promotion General Requirement) Regulations 2023 (SI 2023/966).
prohibition order
As Published: 2001
prohibition order
5 an order made under section 56 of the Act (Prohibition orders) which prohibits an individual from performing a specified function, any function falling within a specified description or any function…
material business unit
As Published: 2020
material business unit
means a ‘material business unit’ as defined in Chapter 1 of the Remuneration Part of the PRA Rulebook (as amended from time to time). 164 https://www.prarulebook.co.uk/rulebook/Content/Chapter/292167/…
MAR Sch 3 Fees and other required payments
As Published: 2004
MAR Sch 3 Fees and other required payments
…
long-term insurance asset
As Published: 2004
long-term insurance asset
13 has the meaning set out in 22 INSPRU 1.5.21R 22 .
external custody reconciliation
As Published: 2014
external custody reconciliation
94 the safe custody asset reconciliation described in CASS 6.6.34 R .
participating security
As Published: 2001
participating security
a participating security as defined in regulation 3 of the Uncertificated Securities Regulations 1995 (SI 1995/3272), which enable title to participating securities to be evidenced otherwise than by a…
CASS Sch 3 Fees and other required payments
As Published: 2003
CASS Sch 3 Fees and other required payments
…
data processing
As Published: 2022
data processing
150 (in COBS 19.11 ) has the same meaning as ‘processing’ in section 3(4) of the Data Protection Act 2018, which in relation to information, means an operation or set of operations which is performed…
table of FCA-designated senior management functions
As Published: 2018
table of FCA-designated senior management functions
82 the table of FCA-designated senior management functions in SUP 10C.4.3R .
Solvency 1 Directive
As Published: 2004
Solvency 1 Directive
28 the Directive of the European Parliament and of the Council of 5 March 2002 amending Council Directive 79/267/EEC as regards the solvency margin requirements for life assurance undertakings (No. 20…
EEA MCR
As Published: 2004
EEA MCR
24 the MCR in relation to business carried on in all EEA States , taken together, calculated by a UK-deposit insurer in accordance with INSPRU 1.5.46R 34 .