Search Result
second charge lender
As Published: 2015
second charge lender
133 a mortgage lender who grants, or promises to grant, a second charge regulated mortgage contract .
marriage or the formation of a civil partnership and birth
As Published: 2005
marriage or the formation of a civil partnership and birth
(in relation to a class of contract of insurance ) the class of contract of insurance , specified in paragraph II of Part II of Schedule 1 to the Regulated Activities Order (Contracts of long-term ins…
index-linked contract
As Published: 2007
index-linked contract
67 a linked long-term contract conferring index-linked benefits .
motor vehicle liability insurance business
As Published: 2002
motor vehicle liability insurance business
general insurance business of class 10, other than: (a) carrier's liability; (b) pure reinsurance of that class. 7…
individual member
As Published: 2001
individual member
a member , or former member , who is a natural person . 5…
UK pure reinsurer
As Published: 2009
UK pure reinsurer
37 a pure reinsurer whose head office is in the United Kingdom .
non-margined transaction
As Published: 2014
non-margined transaction
56 a transaction executed by a firm : (a) for, or on behalf of, a client in relation to MiFID business and/or designated investment business ; and (b) which is not a margined transaction .
FUND 10 Annex 1 National private placement notification
As Published: 2013
FUND 10 Annex 1 National private placement notification
…
PRA-regulated Activities Order
As Published: 2013
PRA-regulated Activities Order
114 the Financial Services and Market Act 2000 (PRA-regulated Activities) Order 2013 (SI 2013/556).
skilled person
As Published: 2001
skilled person
a person appointed to make a report required by section 166 (Reports by skilled persons) or section 166A (Appointment of skilled person to collect and update information) of the Act for provision to t…
limited partnership scheme
As Published: 2013
limited partnership scheme
45 (as defined in section 235A(5) of the Act (Contractual schemes)) a collective investment scheme which satisfies the conditions in section 235A(6) and which is authorised for the purposes of the Act…
deferred pension scheme member
As Published: 2022
deferred pension scheme member
150 a member of a relevant pension scheme (other than an active pension scheme member or a member of a relevant pension scheme who is entitled to the present payment of pension or other benefits from…
TCFD Final Report
As Published: 2020
TCFD Final Report
97 the report entitled “Recommendations of the Task Force on Climate-related Financial Disclosures” published in June 2017 by the Task Force on Climate-related Financial Disclosures, available at: htt…
field representative
As Published: 2001
field representative
an appointed representative or, where applicable, a tied agent 30 , or an employee of the firm (or of its appointed representative or, where applicable, its tied agent 30 ), whose normal fixed place o…
providing information in relation to a specified benchmark
As Published: 2013
providing information in relation to a specified benchmark
106 The regulated activity , specified in article 63O(1)(a) of the Regulated Activities Order , which in summary means making benchmark submissions .