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corporate member
As Published: 2004
corporate member
18 a member that is a body corporate or a Scottish Limited partnership.
EG 6.3 Decisions against ECA providers [deleted]
As Published: 2016
EG 6.3 Decisions against ECA providers [deleted]
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Electronic Money Directive
As Published: 2011
Electronic Money Directive
71 171 Directive 2009/110/EC of the European Parliament and of the Council of 16th September 2009 on the taking up, pursuit and prudential supervision of the business of electronic money institutions,…
conventional group
As Published: 2004
conventional group
22 a group of undertakings that consists of a parent undertaking and the rest of its sub-group .
limited protection LTAF class
As Published: 2023
limited protection LTAF class
101 (in COLL ) a class of units in a long-term asset fund which is intended only for limited protection LTAF investors .
designated non-member
As Published: 2001
designated non-member
(in REC ) (in relation to a UK RIE ) a person in respect of whom action may be taken under the default rules of the RIE but who is not a member of the RIE . 3…
execute
As Published: 2001
execute
(in relation to a transaction) carry into effect or perform the transaction, whether as principal or as agent, including instructing another person to execute the transaction. 4…
CASS small debt management firm
As Published: 2014
CASS small debt management firm
157 a CASS debt management firm falling within the classification of CASS small debt management firm in CASS 11.2.3 R .
carrying out contracts of insurance
As Published: 2001
carrying out contracts of insurance
the regulated activity , specified in article 10(2) of the Regulated Activities Order (Effecting and carrying out contracts of insurance), of carrying out a contract of insurance as principal. 3…
finance platform
As Published: 2016
finance platform
103 (in accordance with section 7(2) of the Small Business, Enterprise and Employment Act ) a person that provides a service for the exchange of information between finance providers and businesses th…
resilience capital requirement
As Published: 2004
resilience capital requirement
29 the capital component for long-term insurance business calculated in accordance with the rules in INSPRU 3.1.9G to INSPRU 3.1.26R 46 .
sovereign controlled commercial company
As Published: 2018
sovereign controlled commercial company
170 an issuer in which a State exercises or controls 30% or more of the votes able to be cast on all or substantially all matters at general meetings of that company .
SUP App 2.9 Under control of a new parent undertaking
As Published: 2001
SUP App 2.9 Under control of a new parent undertaking
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TPR SFGB debt advice levy
As Published: 2019
TPR SFGB debt advice levy
86 the amount payable to the FCA by a firm to which FEES 7B.3 (The TPR SFGB money advice levy and debt advice levy) and FEES 7B Annex 2R apply.
business illustration
As Published: 2003
business illustration
9 an illustration for a regulated mortgage contract that is for a business purpose.
advice, investigation or representation in relation to a personal injury claim
As Published: 2019
advice, investigation or representation in relation to a personal injury claim
151 the regulated activity , specified in article 89H of the Regulated Activities Order , of each of advising a claimant or potential claimant , investigating a claim and representing a claimant , in…