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Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

gross price

As Published: 2021

gross price

74 (in ICOBS 6B and SUP 16.28 ), the total premium charged to a consumer (excluding insurance premium tax).

Glossary

As Published: 2001

Glossary

the Glossary giving the meanings of the defined expressions used in the Handbook . 4…

DTR Sch 2 [to follow]

As Published: 2009

DTR Sch 2 [to follow]

small registered UK AIFM

As Published: 2013

small registered UK AIFM

118 a small AIFM that is registered by the FCA in accordance with regulation 10 of the AIFMD UK regulation .

TCFD Guidance on Metrics, Targets and Transition Plans

As Published: 2021

TCFD Guidance on Metrics, Targets and Transition Plans

107 the document entitled “Guidance on Metrics, Targets, and Transition Plans” published in October 2021 by the Task Force on Climate related Financial Disclosures, available at: https://www.fsb-tcfd.

meeting of repayment claims

As Published: 2009

meeting of repayment claims

64 the regulated activity , specified in article 63N(1)(a) of the Regulated Activities Order , which is the meeting of repayment claims by a dormant asset fund operator 157 .

biomass collective investment scheme

As Published: 2008

biomass collective investment scheme

29 a collective investment scheme , the property of which consists only of property which is biomass or a biomass investment or cash awaiting investment.

regulated payment system

As Published: 2015

regulated payment system

140 a payment system designated by HM Treasury under section 43 of FSBRA .

IPRU(INS)

As Published: 2001

IPRU(INS)

the Interim Prudential Sourcebook for Insurers. 41…

pawnee

As Published: 2014

pawnee

116 a person who takes any article in pawn and includes any person to whom the rights and duties of the original pawnee have passed by assignment or operation of law.

significant firm

As Published: 2020

significant firm

198 means a firm that is significant in terms of its size, internal organisation and the nature, scope and complexity of its activities.

RAP

As Published: 2011

RAP

205 a recognised auction platform .

UK domestic firm

As Published: 2001

UK domestic firm

a firm that has its registered office (or, if it has no registered office, its head office) in the United Kingdom . 2…

one-off promotion

As Published: 2014

one-off promotion

115 a communication meeting the requirements set out in articles 15 or 15A of the Promotion of Collective Investment Schemes Order or in articles 28 or 28A of the Financial Promotions Order.

non-profit insurance business

As Published: 2004

non-profit insurance business

13 the business of effecting or carrying out non-profit insurance contracts.

non-executive director

As Published: 2001

non-executive director

a director who has no responsibility for implementing the decisions or the policies of the governing body of a firm . 2…

premiums amount

As Published: 2004

premiums amount

25 (for the purposes of 43 INSPRU 1.1 43 ), an amount, as defined in 43 INSPRU 1.1.45R 43 , used in the calculation of the general insurance capital requirement .

moratorium debt

As Published: 2021

moratorium debt

150 means a moratorium debt for the purposes of The Debt Respite Scheme (Breathing Space Moratorium and Mental Health Crisis Moratorium) (England and Wales) Regulations 2020.

MCD contingent liability or guarantee

As Published: 2015

MCD contingent liability or guarantee

99 an MCD credit agreement which acts as a guarantee to another separate, but ancillary, transaction and where the capital secured against an immovable property is only drawn down if an event specifie…

FCA significant-influence functions

As Published: 2020

FCA significant-influence functions

149 any of the FCA controlled functions labelled as an FCA significant-influence function in 133 the table of FCA controlled functions .