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PROF 7.2 Passporting under the IDD [deleted]
As Published: 2007
PROF 7.2 Passporting under the IDD [deleted]
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administering a home purchase plan
As Published: 2006
administering a home purchase plan
32 the regulated activity , specified in article 63F(2) of the Regulated Activities Order , which is in summary: administering a home purchase plan where the plan was entered into by way of business o…
mini-ISA
As Published: 2001
mini-ISA
3 an ISA which contains only one of the following qualifying investments: (a) a stocks and shares component ; (b) a cash component ; (c) an insurance component ; as prescribed in paragraph 7, 8 or 9 r…
RCB Regulations
As Published: 2008
RCB Regulations
70 the Regulated Covered Bonds Regulations 2008 (SI 2008/346).
PRIN
As Published: 2001
PRIN
5 the part of the Handbook in High Level Standards that has the title Principles for Businesses.
elective eligible counterparty
As Published: 2007
elective eligible counterparty
39 a client categorised as an elective eligible counterparty in accordance with COBS 3.6 (Eligible counterparties).
UK parent institution
As Published: 2019
UK parent institution
81 has the meaning in article 4(1)(28) of the UK CRR .
COBS 19 Annex 1 Pensions nudge and retirement risk warnings - steps to take
As Published: 2015
COBS 19 Annex 1 Pensions nudge and retirement risk warnings - steps to take
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conditional permitted illiquid assets
As Published: 2023
conditional permitted illiquid assets
272 in relation to conditional permitted links , and in respect of a firm’s business with linked policyholders , any permitted link or conditional permitted link (other than a conditional permitted lo…
claims management fee cap
As Published: 2019
claims management fee cap
228 the provisions in sections 29 and 31of the Financial Guidance and Claims Act 2018 (see CMCOB 5 ).
net margined omnibus client account
As Published: 2014
net margined omnibus client account
56 an omnibus client account maintained by a clearing member firm in respect of which the margining arrangements give rise to a gross-minus-net amount which is held by the clearing member firm as clie…
close matched product
As Published: 2021
close matched product
253 a home insurance or motor insurance product which provides a customer with core cover and benefits which are broadly equivalent to the core cover and benefits enjoyed by the customer under their e…
SDL
As Published: 2010
SDL
90 (in BSOCS ) the total of share and deposit liabilities, excluding amounts that qualify as own funds but including accrued interest not yet payable.
accrued pension fund value
As Published: 2022
accrued pension fund value
176 the current value of a relevant pension scheme member's accrued rights, expressed as a single amount.
gross price
As Published: 2021
gross price
74 (in ICOBS 6B and SUP 16.28 ), the total premium charged to a consumer (excluding insurance premium tax).
Glossary
As Published: 2001
Glossary
the Glossary giving the meanings of the defined expressions used in the Handbook . 4…