Search Result

61 - 80 of 1050 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose