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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

complaints record rule

As Published: 2008

complaints record rule

74 DISP 1.9 .

ILG

As Published: 2014

ILG

127 the Office of Fair Trading's Irresponsible Lending Guidance.

MAR 5.9 Post-trade transparency requirements for shares [deleted]

As Published: 2007

MAR 5.9 Post-trade transparency requirements for shares [deleted]

data reporting services provider

As Published: 2017

data reporting services provider

112 a person operating one or more data reporting service .

net-rated price

As Published: 2021

net-rated price

87 (in ICOBS 6B and SUP 16.28 ) for net-rated business , the price set by an insurer or managing agent which includes the risk price and the insurer’s or managing agent’s profit margin.

net premium

As Published: 2004

net premium

13 the premium that is calculated to provide the basic sum assured under a with-profits insurance contract taking into consideration only the mortality and interest rate risks and using the same assum…

multi-occupancy building insurance contract

As Published: 2023

multi-occupancy building insurance contract

162 a policy within the meaning of paragraph 1 of Schedule 1 to the Landlord and Tenant Act 1985.

ultimate mixed financial holding company

As Published: 2013

ultimate mixed financial holding company

49 a mixed financial holding company which is not itself the subsidiary undertaking of another mixed financial holding company , insurance parent undertaking , or financial holding company .

SUP 16 Annex 30A [deleted]

As Published: 2011

SUP 16 Annex 30A [deleted]

FEES TP 3 [deleted]

As Published: 2008

FEES TP 3 [deleted]

payment holiday

As Published: 2003

payment holiday

14 a feature of a regulated mortgage contract under which the mortgage lender permits the customer to make no payments for a specified period without being in arrears .

TA RAISP firm

As Published: 2019

TA RAISP firm

86 a person who has temporary RAISP registration .

PROF Sch 2 Notification requirements

As Published: 2004

PROF Sch 2 Notification requirements

Settlement Finality Directive

As Published: 2013

Settlement Finality Directive

118 Directive 98/26/EC of the European Parliament and of the Council of 19 May 1998 on settlement finality in payment and securities settlement systems.

class 2 transaction

As Published: 2005

class 2 transaction

(in LR ) a transaction classified as a class 2 transaction under LR 10 . 31…

intermediate holding vehicle

As Published: 2007

intermediate holding vehicle

71 a company , trust or partnership but not a collective investment scheme , whose purpose is to enable the holding of overseas 74 immovables on behalf of a non-UCITS retail scheme , 182 a qualified i…

relevant digital medium

As Published: 2023

relevant digital medium

222 (in ESG ) a firm’s website and any mobile application or other digital medium that the firm may be using in relation to a sustainability product .

Securities Financing Transactions Regulation

As Published: 2016

Securities Financing Transactions Regulation

161 the UK version of 180 Regulation (EU) 2015/2365 of the European Parliament and of the Council of 25 November 2015 on transparency of securities financing transactions and of reuse and amending Reg…

ECAI

As Published: 2006

ECAI

(1) [deleted] 156 137 101 (2) (in MIPRU ) an external credit assessment institution. 101…

TPF rules

As Published: 2007

TPF rules

35 the rules and guidance in COBS 20.2.1 G to COBS 20.2.39 R and COBS 20.2.51 R to COBS 20.2.57 G .