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MAR 5.9 Post-trade transparency requirements for shares [deleted]
As Published: 2007
MAR 5.9 Post-trade transparency requirements for shares [deleted]
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data reporting services provider
As Published: 2017
data reporting services provider
112 a person operating one or more data reporting service .
net-rated price
As Published: 2021
net-rated price
87 (in ICOBS 6B and SUP 16.28 ) for net-rated business , the price set by an insurer or managing agent which includes the risk price and the insurer’s or managing agent’s profit margin.
net premium
As Published: 2004
net premium
13 the premium that is calculated to provide the basic sum assured under a with-profits insurance contract taking into consideration only the mortality and interest rate risks and using the same assum…
multi-occupancy building insurance contract
As Published: 2023
multi-occupancy building insurance contract
162 a policy within the meaning of paragraph 1 of Schedule 1 to the Landlord and Tenant Act 1985.
ultimate mixed financial holding company
As Published: 2013
ultimate mixed financial holding company
49 a mixed financial holding company which is not itself the subsidiary undertaking of another mixed financial holding company , insurance parent undertaking , or financial holding company .
payment holiday
As Published: 2003
payment holiday
14 a feature of a regulated mortgage contract under which the mortgage lender permits the customer to make no payments for a specified period without being in arrears .
Settlement Finality Directive
As Published: 2013
Settlement Finality Directive
118 Directive 98/26/EC of the European Parliament and of the Council of 19 May 1998 on settlement finality in payment and securities settlement systems.
class 2 transaction
As Published: 2005
class 2 transaction
(in LR ) a transaction classified as a class 2 transaction under LR 10 . 31…
intermediate holding vehicle
As Published: 2007
intermediate holding vehicle
71 a company , trust or partnership but not a collective investment scheme , whose purpose is to enable the holding of overseas 74 immovables on behalf of a non-UCITS retail scheme , 182 a qualified i…
relevant digital medium
As Published: 2023
relevant digital medium
222 (in ESG ) a firm’s website and any mobile application or other digital medium that the firm may be using in relation to a sustainability product .
Securities Financing Transactions Regulation
As Published: 2016
Securities Financing Transactions Regulation
161 the UK version of 180 Regulation (EU) 2015/2365 of the European Parliament and of the Council of 25 November 2015 on transparency of securities financing transactions and of reuse and amending Reg…
ECAI
As Published: 2006
ECAI
(1) [deleted] 156 137 101 (2) (in MIPRU ) an external credit assessment institution. 101…
TPF rules
As Published: 2007
TPF rules
35 the rules and guidance in COBS 20.2.1 G to COBS 20.2.39 R and COBS 20.2.51 R to COBS 20.2.57 G .