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property-linked benefits
As Published: 2004
property-linked benefits
25 benefits other than index-linked benefits provided for under a linked long-term contract of insurance .
CCAR 2010
As Published: 2014
CCAR 2010
157 Consumer Credit (Advertisements) Regulations 2010, SI 2010/1970.
MCD exempt overdraft loan
As Published: 2015
MCD exempt overdraft loan
99 a regulated mortgage contract or an article 3(1)(b) credit agreement in the form of an overdraft facility and where the credit has to be repaid within one month. [Note: articles 3(2)(d) and 4(3), (…
assistance
As Published: 2001
assistance
4 (in relation to a class of contract of insurance ) the class of contract of insurance , specified in paragraph 18 of Part I of Schedule 1 to the Regulated Activities Order (Contracts of general insu…
ISA Regulations
As Published: 2001
ISA Regulations
the Individual Savings Account Regulations 1998 (SI 1998/1870). 5…
dilution levy
As Published: 2001
dilution levy
a charge of such amount or at such rate as is determined by 3 the authorised fund manager of a single-priced authorised fund 32 to be made for the purpose of reducing the effect of dilution .
established
As Published: 2013
established
(1) 111 137 (a) for AIFMs , 'having its registered office in'; (b) for AIFs , 'being authorised or registered in' or, if the AIF is not authorised or registered, 'having its registered office in'; or…
periodic information
As Published: 2007
periodic information
46 the information identified in the table in COBS 16 Annex 2R 52 , and if the client has not elected to receive trade confirmation information on a transaction by transaction basis under COBS 16.3.3…
client-specific safe custody asset record
As Published: 2014
client-specific safe custody asset record
166 a firm 's internal record or account identifying each of the particular safe custody assets that the firm holds for each particular client (including those safe custody assets deposited by the fir…
relevant articles
As Published: 2007
relevant articles
52 (in REC ): (1) Articles 17 and 19 of the Market Abuse Regulation ; 162 (2) Articles 3, 5, 7, 8, 10, 14 and 16 of the Prospectus Directive ; (3) Articles 4 to 6, 14, 16 to 19 and 30 of the Transpare…
aircraft liability
As Published: 2001
aircraft liability
4 (in relation to a class of contract of insurance ) the class of contract of insurance , specified in paragraph 11 of Part I of Schedule 1 to the Regulated Activities Order (Contracts of general insu…
repayment mortgage
As Published: 2003
repayment mortgage
14 a regulated mortgage contract under which the customer is obliged to make payments of interest and capital which are designed to repay the mortgage in full 111 over the stated term.
directive friendly society
As Published: 2001
directive friendly society
a friendly society other than a non-directive friendly society . 3…
designated credit reference agency
As Published: 2016
designated credit reference agency
104 a person designated as such for the purposes of regulation 9 of the Small and Medium Sized Business (Credit Information) Regulations .
compensation fund
As Published: 2004
compensation fund
27 any policyholder compensation scheme in any EEA State .
dilution adjustment
As Published: 2002
dilution adjustment
an adjustment to the price 32 of a unit determined by the authorised fund manager of a single-priced authorised fund 32 , under COLL 6.3.8 R (Dilution) for the purpose of reducing dilution .
group of connected clients
As Published: 2006
group of connected clients
(in MIFIDPRU 5 ) has the meaning in MIFIDPRU 5.1.12R to MIFIDPRU 5.1.16R . 76…
return
As Published: 2004
return
29 the documents required (taken together) to be deposited under IPRU(INS) rule 9.6(1).