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Capital-Buffersv1_PRA_20140501.pdf
As Published: 2014
…common equity tier 1 capital; (b) create an obligation to pay variable remuneration or discretionary pension benefits or pay variable remuneration or discretionary pension benefits if the obligation to pay wa…Capital-Buffersv1_Full_20160101.pdf
As Published: 2016
…common equity tier 1 capital; (b) create an obligation to pay variable remuneration or discretionary pension benefits or pay variable remuneration or discretionary pension benefits if the obligation to pay wa…IPRU-FSOC_FCA_20140101.pdf
As Published: 2014
… a description contained in COBS 21.3.1R. (4) In (3), "linked long-term contract" does not include a pension fund management contract unless it is combined with a contract of insurance covering either convers…IPRU-FSOC_FCA_20150101.pdf
As Published: 2015
… a description contained in COBS 21.3.1R. (4) In (3), "linked long-term contract" does not include a pension fund management contract unless it is combined with a contract of insurance covering either convers…IPA
As Published: 2001
individual pension account. individual pension account. …FEES 7C.5 FEES 4 rules incorporated into FEES 7C by cross-reference
As Published: 2019
…re applied to the payment of the TPR SFGB money advice levy , TPR SFGB debt advice levy and TPR SFGB pensions guidance levy …retail customer
As Published: 2003
…ect client of that firm ; 215 (g) where a firm carries out activities in relation to an occupational pension scheme 14 17 22 (1) (other than in PRIN and COCON ) an individual who is acting for purposes which …PROD 6.4 Manufacture of default options
As Published: 2022
…es operators to offer the default option to non-advised clients for inclusion in their non-workplace …SUP 16 Annex 55 Categories of investment for notifications and reports relating to approvals of financial promotions
As Published: 2023
…tive debenture Government and public security Warrant Certificate representing certain security Unit Pension (personal or stakeholder pension scheme) …agreeing to carry on a regulated activity
As Published: 2001
…(f) 108 [deleted] 108 (ff) 108 [deleted] 108 (g) establishing, operating or winding up a stakeholder pension scheme the regulated activity , specified in article 64 of the Regulated Activities Order (Agreeing…overseas person
As Published: 2001
…xiii) [deleted] 65 65 (xiiia) [deleted] 65 (xiv) establishing, operating or winding up a stakeholder pension scheme (in accordance with article 3(1) of the Regulated Activities Order (Interpretation)) a perso…packaged product
As Published: 2001
…ective investment scheme ; (c) an interest in an investment trust savings scheme ; (d) a stakeholder pension scheme (a) a life policy ; (b) a unit in a regulated collective investment scheme ; (c) an interest…consultancy charge
As Published: 2010
…rovided, by the firm or intermediary to the employer or employee in connection with a group personal pension scheme 103 any charge payable by or on behalf of an employee to a firm or other intermediary (wheth…TCFD in-scope business
As Published: 2021
…; (3) managing an AIF ; (4) providing insurance-based investment products ; (5) operating a personal pension scheme 108 the following activities, as set out in more detail in ESG 1A.1.1R(2) 115 : (1) portfoli…OPS activity
As Published: 2001
…ing investments in a case where the assets managed are: (i) held for the purposes of an occupational pension scheme (a) managing investments in a case where the assets managed are: (i) held for the purposes o…life policy
As Published: 2001
…and a pure protection contract ); and (a) a long-term care insurance contract ; and (b) (in COBS ) a pension policy 2 1 18 25 18 18 25 2 1 18 25 25 (1) (in accordance with the definition of 'qualifying contra…scheme
As Published: 2001
…ent trust 5 16 61 , if: 61 61 (i) the relevant shares 61 will 61 be held 61 in a wrapper or personal pension scheme (1) (except in 49 COBS 49 , CASS and SUP ) a collective investment scheme . (2) (in 49 COBS …investment business compensation scheme
As Published: 2001
…pendants of persons (since deceased), in connection with advice given to such persons in relation to pensions, or the arranging of pensions for such persons, and known as the ABI/ICS scheme. (as defined in art…COMP 12A.4 Foreign law
As Published: 2018
…o: (1) persons entitled as personal representatives, trustees, bare trustees or agents, operators of pension schemes …Internal-Capital-Adequacy-Assessmentv1_PRA_20140101.pdf
As Published: 2014
…, or of a financial holding company or mixed financial holding company set up in the same EEA State. pension obligation risk …