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Related provisions for MCOB 6.1.1

21 - 22 of 22 items.

MAR 10.3.1G03/01/2018

1The application of this section is set out in the following table:

Type of firm	Applicable provisions
a UK market operator operating a trading venue	MAR 10.3.2G and MAR 10.3.4G
a UK firm operating a multilateral trading facility or an OTF and a UK branch of a third country investment firm operating a multilateral trading facility or an OTF	MAR 10.3.3R to MAR 10.3.5G

SUP 6.4.16G21/06/2001

Types of reports. See SUP 6.4.15 G

Category of firm	Type of report
a bank or building society	• an audited balance sheet which confirms that, in the auditor's opinion, the firm has no remaining deposit liabilities to customers; • a report from auditors or reporting accountants;
a securities and futures firm	• a report from auditors or reporting accountants
an insurer	• an audited closing balance sheet which demonstrates that the firm has no insurance liabilities to policyholders; • a report from the auditors or reporting accountants; and • in some cases, an actuarial opinion as to the likelihood of any remaining liabilities to policyholders.