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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PROF

As Published: 2001

PROF

5 the Professional Firms sourcebook.

WDPG

As Published: 2016

WDPG

33 the Wind-down Planning Guide.

COLLG

As Published: 2004

COLLG

the Collective Investment Scheme Information Guide. 20…

CASS

As Published: 2003

CASS

17 the Client Assets sourcebook. 16…

sole trader

As Published: 2001

sole trader

an individual who is a firm . 5…

unauthorised fund

As Published: 2013

unauthorised fund

48 a fund which is not an authorised fund .

employment

As Published: 2016

employment

118 see “ employee ”.

shadow director

As Published: 2005

shadow director

(in LR ) as in sub-paragraph (b) of the definition of director in section 417(1) of the Act .

coupon

As Published: 2004

coupon

27 a dividend, interest payment or any similar payment.

GENPRU

As Published: 2006

GENPRU

20 the General Prudential sourcebook.

CCA

As Published: 2013

CCA

149 the Consumer Credit Act 1974.

BCD

As Published: 2001

BCD

4 Banking Consolidation Directive .

CMCOB

As Published: 2019

CMCOB

228 the Claims Management: Conduct of Business sourcebook.

UK

As Published: 2001

UK

United Kingdom . 2…

electronic communication

As Published: 2009

electronic communication

has the meaning given in section 15(1) of the Electronic Communications Act 2000.

AIF

As Published: 2013

AIF

96 alternative investment fund .

MCAS scheme

As Published: 2004

MCAS scheme

20 Mortgage Code Arbitration Scheme.

deal

As Published: 2001

deal

a dealing transaction. 3…

MLRO

As Published: 2004

MLRO

money laundering reporting officer .

reinsurance

As Published: 2004

reinsurance

29 includes retrocession.