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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
As Published: 2005
LR
the Listing Rules sourcebook.
As Published: 2015
Non-legal changes document
…
self-regulatory organisation
As Published: 2004
CRR
27 capital resources requirement .
As Published: 2013
AIFM
96 alternative investment fund manager .
ECR
[deleted] 109…
As Published: 2003
qualifying credit promotion
[deleted] 8…
As Published: 2006
VaR
8 value at risk…
As Published: 2007
ICOBS
70 the Insurance: New Conduct of Business sourcebook.
As Published: 2008
biofuel
29 liquid or gaseous fuel produced from biomass .
DEPP
42 the Decision Procedure and Penalties manual.
As Published: 2014
TD
63 Transparency Directive.
As Published: 2001
OTC
over the counter . 4…
money
any form of money, including cheques and other payable orders. 3…
fund
65 an AIF or a collective investment scheme .
syndicate year
a year of account of a syndicate . 5…
RCB
70 the Regulated Covered Bond sourcebook.
day
a period of 24 hours beginning at midnight. 3…
As Published: 2010
BSOCS
36 the Building Societies sourcebook.
pawn
116 any article subject to a pledge .
TC
the Training and Competence sourcebook. 3…
As Published: 2016
fee year
94 1 April to 31 March inclusive.
CFTC
the Commodity Futures Trading Commission. 3…
As Published: 2012
RPI
115 the Retail Prices Index.
EG
44 the Enforcement Guide.
PRU
19 the Integrated Prudential Sourcebook…
ACD
4 authorised corporate director .
overseas
19 outside the United Kingdom .
PIA
5 the Personal Investment Authority Limited.
RAG
49 regulated activity group .
SUP 16 Annex 27 [deleted]
As Published: 2017
cell
219 a cell of a protected cell company .
company
any body corporate . 3…
month
(in accordance with the Interpretation Act 1978) a calendar month. 3…
RIE
recognised investment exchange . 5…
ACS
95 an authorised contractual scheme .
behaviour
4 any kind of conduct, including action or inaction.
IPA
individual pension account. 4…
collateral rules
CASS 3 3 .
MTF
44 a multilateral trading facility .
