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lower rate of return
As Published: 2007
lower rate of return
30 (in COBS ) the lower rate of return described in paragraph 2.3 of the projection rules ( COBS 13 Annex 2 ).
banking and investment services sector
As Published: 2006
banking and investment services sector
23 (in relation to a financial sector in a consolidation group or a financial conglomerate and in accordance with GENPRU 3.1 (Cross sector groups)), the investment services sector and the banking sect…
home finance activity
As Published: 2006
home finance activity
8 any home finance mediation activity , home finance providing activity or administering a home finance transaction .
excess trading book position
As Published: 2006
excess trading book position
34 has the meaning in GENPRU 2.2.264 R (Deductions from total capital: Excess trading book position).
sustainable
As Published: 2014
sustainable
122 (in CONC ) the ability of the customer to make repayments under a credit agreement in accordance with CONC 5.2A.12R 173 .
trustee
As Published: 2001
trustee
(in accordance with section 237(2) of the Act (Other definitions)) (in relation to a unit trust scheme ) the person holding the property in question on trust for the participants . 3…
hirer
As Published: 2013
hirer
32 a person to whom goods are bailed or, in Scotland, hired under a consumer hire agreement , or a person to whom the rights and duties of a hirer under a consumer hire agreement have passed by assign…
payment transaction
As Published: 2015
payment transaction
(1) (for the purposes of FEES 9 ) an action of transferring funds, initiated by the payer or on its behalf or by the payee , irrespective of any underlying obligations between the payer and the payee…
COMP 5.4 Protected contracts of insurance
As Published: 2001
COMP 5.4 Protected contracts of insurance
…
MiFID RTS 26
As Published: 2017
MiFID RTS 26
118 Commission Delegated Regulation (EU) 2017/582 of 29 June 2016 supplementing MiFIR with regard to regulatory technical standards specifying the obligation to clear derivatives traded on regulated m…
assisted voluntary sale process
As Published: 2015
assisted voluntary sale process
118 a process in which a firm assists a customer to sell voluntarily property which is subject to a regulated mortgage contract or home purchase plan with the firm , over and above allowing the custom…
advising on conversion or transfer of pension benefits
As Published: 2015
advising on conversion or transfer of pension benefits
121 the regulated activity specified in article 53E of the Regulated Activities Order , which is described in 146 PERG 2.7.16GG .
regulated sale and rent back transaction
As Published: 2009
regulated sale and rent back transaction
76 a transaction involving a regulated sale and rent back agreement under which a SRB agreement seller , in return for the sale of a qualifying interest in land in whole or in part to a SRB agreement…
creditworthiness assessment
As Published: 2014
creditworthiness assessment
157 the assessment required by CONC 5.2A.4R or CONC 5.5A.5R 226 .
home finance transaction
As Published: 2006
home finance transaction
8 a regulated mortgage contract , home purchase plan , 19 home reversion plan or regulated sale and rent back agreement . 19…
supervisory volatility adjustments approach
As Published: 2006
supervisory volatility adjustments approach
45 the approach to calculating volatility adjustments under the financial collateral comprehensive method under which the firm uses the adjustments specified in BIPRU 5.4 (Financial collateral) rather…
IDD IPID Regulation
As Published: 2018
IDD IPID Regulation
160 Commission Implementing Regulation (EU) 2017/1469 of 11 August laying down a standardised presentation format for the insurance product information document. [Note: See http://eur-lex.europa.eu/el…