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non-EEA feeder AIF
As Published: 2014
non-EEA feeder AIF
57 a UK AIF or an EEA AIF that is a feeder AIF , the master AIF of which is a non-EEA AIF or is managed by a non-EEA AIFM .
MiFIR Delegated Regulation
As Published: 2017
MiFIR Delegated Regulation
118 Commission Delegated Regulation (EU) 2017/567 of 18 May 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to definitions, transparency, portf…
Seventh Company Law Directive
As Published: 2001
Seventh Company Law Directive
the Council Directive of 13 June 1983 on consolidated accounts (No 83/349/EEC). 5…
post
As Published: 2001
post
5 (in relation to sending a document by post) sending pre-paid by a postal service which seeks to deliver documents by post within the United Kingdom no later than the next working day in all or the m…
manager of the relevant scheme
As Published: 2010
manager of the relevant scheme
70 the person (including a person outside the United Kingdom ) who administers the relevant scheme or (if there is no such person ) the person responsible for making payments under it.
own estimates of volatility adjustments approach
As Published: 2006
own estimates of volatility adjustments approach
29 the approach to calculating volatility adjustments under the financial collateral comprehensive method under which the firm uses its own estimates of such adjustments, as more fully described in BI…
terms of reference
As Published: 2012
terms of reference
48 the terms of reference of a firm's with-profits committee , or the terms of appointment of the person or persons acting as the with-profits advisory arrangement , satisfying the requirements set ou…
COBS 18.8 OPS firms - non scope business [deleted]
As Published: 2007
COBS 18.8 OPS firms - non scope business [deleted]
…
relevant function
As Published: 2001
relevant function
(in relation to a UK recognised body ) an exempt activity or a regulatory function . 5…
VaR number
As Published: 2006
VaR number
8 has the meaning in BIPRU 7.10.115R (Capital calculations: General) which in summary is (in relation to a business day and a VaR model ) the VaR measure , in respect of the previous business day 's c…
synthetic securitisation
As Published: 2003
synthetic securitisation
14 (in accordance with Article 4(38) of the Banking Consolidation Directive (Definitions) and for the purpose of BIPRU 121 ) a securitisation (within the meaning of paragraph (2) of the definition of…
internal custody record check
As Published: 2014
internal custody record check
132 the safe custody assets record check described in CASS 6.6.10G (2) performed using either the internal custody reconciliation method or the internal system evaluation method .
non-core large exposures group permission
As Published: 2013
non-core large exposures group permission
53 a permission referred to in IFPRU 8.2.6 R given by the FCA for the purpose of article 400(2)(c) of the EU CRR (Large exposures: exemptions).
large partnership
As Published: 2001
large partnership
69 (1) (in COMP ), a partnership with net assets of more than £1.4 million (or its equivalent in any other currency at the relevant time). (2) (except in COMP ), a partnership or unincorporated associ…
administering a home purchase plan
As Published: 2006
administering a home purchase plan
32 the regulated activity , specified in article 63F(2) of the Regulated Activities Order , which is in summary: administering a home purchase plan where the plan was entered into by way of business o…
mini-ISA
As Published: 2001
mini-ISA
3 an ISA which contains only one of the following qualifying investments: (a) a stocks and shares component ; (b) a cash component ; (c) an insurance component ; as prescribed in paragraph 7, 8 or 9 r…
RCB Regulations
As Published: 2008
RCB Regulations
70 the Regulated Covered Bonds Regulations 2008 (SI 2008/346).
PRIN
As Published: 2001
PRIN
5 the part of the Handbook in High Level Standards that has the title Principles for Businesses.
elective eligible counterparty
As Published: 2007
elective eligible counterparty
39 a client categorised as an elective eligible counterparty in accordance with COBS 3.6 (Eligible counterparties).