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total amount of credit
As Published: 2013
total amount of credit
(1) 67 55 (in CONC ) the credit limit or the total sums made available under a regulated credit agreement . (2) (in MCOB ) the ceiling or the total sums made available under an MCD credit agreement .
Motor Insurers' Information Centre
As Published: 2002
Motor Insurers' Information Centre
the information centre appointed to meet the United Kingdom's obligations under article 23 of the Consolidated Motor Insurance Directive 71 (Information Centres). 7…
simplified ILAS waiver
As Published: 2009
simplified ILAS waiver
83 a waiver permitting an ILAS BIPRU firm to operate simplified ILAS .
SUP 11 Annex 1 Summary of notification requirements
As Published: 2004
SUP 11 Annex 1 Summary of notification requirements
…
option PRR
As Published: 2006
option PRR
29 the part of the market risk capital requirement calculated in accordance with BIPRU 7.6 (Option PRR) or, in relation to a particular position, the portion of the overall option PRR attributable to…
Immigration Regulations
As Published: 2014
Immigration Regulations
133 the Immigration Act 2014 (Bank Account) Regulations 2014(SI 2014/3085) 137 .
upper tier three capital resources
As Published: 2006
upper tier three capital resources
19 the sum calculated at stage O of the capital resources table (Upper tier three).
eligible
As Published: 2001
eligible
(in COLL ) (in relation to a securities or a derivatives market) a market that satisfies the requirements in COLL 5.2.10 R (Eligible markets: requirements) in relation to schemes falling under COLL 5…
distance mortgage mediation contract
As Published: 2003
distance mortgage mediation contract
12 a distance contract , the making or performance of which constitutes, or is part of: (a) advising on regulated mortgage contracts ; or (b) arranging (bringing about) regulated mortgage contracts ;…
MiFIR
As Published: 2015
MiFIR
118 Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012.
participating deposit-taker
As Published: 2001
participating deposit-taker
(as defined in article 2(2) of the compensation transitionals order ) a person who was at any time before commencement : (a) a UK institution, participating institution, former UK institution or forme…
Bank Accounts Directive
As Published: 2004
Bank Accounts Directive
13 Council Directive 86/635/EEC of 8 December 1986 on the annual accounts and consolidated accounts of banks and other financial institutions.
combined buffer
As Published: 2014
combined buffer
162 the sum of: (1) the capital conservation buffer ; and (2) the countercyclical capital buffer .
Prospectus RTS Regulations
As Published: 2016
Prospectus RTS Regulations
(1) 141 Commission Delegated Regulation (EU) No 382/2014 supplementing Directive 2003/71/EC of the European Parliament and of the Council with regard to regulatory technical standards for publication…
Solvency II Regulations
As Published: 2015
Solvency II Regulations
131 directly applicable EU Commission Delegated Regulations adopted in accordance with the Solvency II Directive .
execution-only transaction
As Published: 2001
execution-only transaction
a transaction executed by a firm upon the specific instructions of a client where the firm does not give advice on investments relating to the merits of the transaction 4 and in relation to which the…