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VJ participant
As Published: 2001
VJ participant
a person subject to the Voluntary Jurisdiction by contract. 1…
scheme property
As Published: 2001
scheme property
(a) (in relation to an ICVC ) the property subject to the collective investment scheme constituted by it; (b) (in relation to an AUT or ACS 114 ) the capital property and the income property . 5…
mortgage lender
As Published: 2003
mortgage lender
11 12 a firm with permission (or which ought to have permission ) for entering into a regulated mortgage contract .
contribution of input data
As Published: 2018
contribution of input data
225 the contribution of input data as defined in article 3.1(8) of the benchmarks regulation . [Note: contributing input data is not a regulated activity .]…
IFR transactions by card issuers operating in the United Kingdom
As Published: 2016
IFR transactions by card issuers operating in the United Kingdom
149 all transactions subject to the IFR on cards issued by UK -based card issuers (or an operator acting as such an card issuer ), where the acquirer is located in the EEA .
MCOB 2 Annex 1G Form of joint instruction letter
As Published: 2010
MCOB 2 Annex 1G Form of joint instruction letter
…
loss given default
As Published: 2006
loss given default
22 (in accordance with Article 4(27) of the Banking Consolidation Directive (Definitions) and in relation to the IRB approach ) the ratio of the loss on an exposure due to the default of a counterpart…
regulated insurance entity
As Published: 2004
regulated insurance entity
23 an insurance undertaking or reinsurance undertaking 141 within the meaning of article 13(1) and (4) of the Solvency II Directive . 141…
material holding
As Published: 2002
material holding
(1) 40 4 [deleted] 76 169 (2) (for the purposes of GENPRU and BIPRU ) has the meaning in GENPRU 2.2.209 R (Deductions from tiers one and two: Material holdings (BIPRU firm only)). 76 169…
collective portfolio management
As Published: 2011
collective portfolio management
118 in relation to a management company , the activity of management of UCITS schemes , EEA UCITS schemes or other collective investment undertakings not covered by the UCITS Directive that the firm i…
MCD
As Published: 2015
MCD
99 Mortgage Credit Directive, Directive 2014/17/EU on credit agreements for consumers relating to residential immovable property.
approved depositary
As Published: 2001
approved depositary
4 2 any depositary : (a) which is subject to regulation by a national regulatory body in connection with its custody services; (b) which is required to prepare audited accounts; (c) whose latest annua…
redemption charge
As Published: 2001
redemption charge
an amount levied by the operator 72 of a scheme 72 upon the redemption 72 of units 72 , in the case of an authorised fund 72 under (Charges on buying and selling units). 72…
qualifying master scheme
As Published: 2012
qualifying master scheme
18 where a feeder NURS is dedicated to units in a single collective investment scheme , which meets the requirements in COLL 5.6.26R (1) , that collective investment scheme .
gross earned premiums
As Published: 2004
gross earned premiums
12 (in relation to a financial year ) such proportion of gross written premiums as is attributable to risk borne by the insurer during that financial year .
payment routing information
As Published: 2009
payment routing information
76 a combination of letters, numbers or symbols specified by a firm to be provided when instructing or requesting the firm to make a payment from an account of a banking customer for the purpose of ro…
home purchase mediation activity
As Published: 2006
home purchase mediation activity
8 any of the following regulated activities : (a) arranging (bringing about) a home purchase plan (article 25C(1)); (b) making arrangements with a view to a home purchase plan (article 25C(2)); (c) ad…