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foreign law contract
As Published: 2011
foreign law contract
58 any contract other than a contract: (a) governed by the laws of any part of the United Kingdom ; and (b) whose parties agree to the exclusive jurisdiction of the courts of any part of the United Ki…
state monopoly
As Published: 2005
state monopoly
30 a company or other legal person which is a national of an EEA state and which: (a) in carrying on its business benefits from a monopoly right granted by an EEA state ; and (b) is set up by or pursu…
stakeholder product
As Published: 2004
stakeholder product
27 (as defined in article 52B(3) of the Regulated Activities Order ): (a) a stakeholder CTF ; or (b) a stakeholder pension scheme ; or (c) an investment of a kind specified in the Stakeholder Regulati…
Lloyd's Members' Ombudsman
As Published: 2001
Lloyd's Members' Ombudsman
the office of Ombudsman established under Lloyd's Members' Ombudsman Scheme Byelaw (No 13 of 1987). 2…
securities note
As Published: 2005
securities note
(in Part 6 rules ) a securities note referred to in PR 2.2.2 R . 34…
consumer hiring
As Published: 2014
consumer hiring
157 in accordance with article 60N of the Regulated Activities Order , entering into a regulated consumer hire agreement as owner or exercising, or having the right to exercise, the owner's rights and…
EEA parent undertaking
As Published: 2015
EEA parent undertaking
99 (a) an EEA parent institution ; or (b) an EEA parent financial holding company ; or (c) an EEA parent mixed financial holding company . [Note: article 2(1)(85) of RRD ]…
capital property
As Published: 2001
capital property
(in COLL ) the scheme property , other than income property and any amount for the time being standing to the credit of the distribution account . 3 20…
retail securitised derivative
As Published: 2002
retail securitised derivative
a securitised derivative which is not a specialist securitised derivative; in this definition, a "specialist securitised derivative" is a securitised derivative which, in accordance with the listing r…
MCD lifetime mortgage
As Published: 2015
MCD lifetime mortgage
99 a lifetime mortgage which is not an MCD exempt lifetime mortgage .
dormant account fund operator
As Published: 2009
dormant account fund operator
52 a firm with permission for operating a dormant account fund .
prohibition order
As Published: 2001
prohibition order
5 an order made under section 56 of the Act (Prohibition orders) which prohibits an individual from performing a specified function, any function falling within a specified description or any function…
MAR Sch 3 Fees and other required payments
As Published: 2004
MAR Sch 3 Fees and other required payments
…
capital resources gearing rules
As Published: 2008
capital resources gearing rules
156 (1) [deleted] 189 (2) [deleted] (3) (in relation to a BIPRU firm ) GENPRU 2.2.30 R , GENPRU 2.2.46 R and GENPRU 2.2.49 R and GENPRU 2.2.50 R .
long-term insurance asset
As Published: 2004
long-term insurance asset
13 has the meaning set out in 22 INSPRU 1.5.21R 22 .
external custody reconciliation
As Published: 2014
external custody reconciliation
94 the safe custody asset reconciliation described in CASS 6.6.34 R .
interest-rate contract
As Published: 2013
interest-rate contract
124 interest-rate contracts listed in paragraph 1 of Annex II to the EU CRR .
participating security
As Published: 2001
participating security
a participating security as defined in regulation 3 of the Uncertificated Securities Regulations 1995 (SI 1995/3272), which enable title to participating securities to be evidenced otherwise than by a…
CASS Sch 3 Fees and other required payments
As Published: 2003
CASS Sch 3 Fees and other required payments
…