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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

Financial Collateral Directive

As Published: 2007

Financial Collateral Directive

25 the Council Directive of 6 June 2002 relating to financial collateral arrangements (No. 2002/47/EC).

CTP

As Published: 2017

CTP

211 consolidated tape provider .

provider of credit information services

As Published: 2014

provider of credit information services

116 a person providing credit information services who has, or ought to have, a Part 4A permission to carry on the regulated activity of providing credit information services .

approved derivative

As Published: 2001

approved derivative

(1) (in COLL 63 ) a derivative which is traded or dealt in on an eligible derivatives market. 21 (2) (in 37 INSPRU 37 ) a derivative in respect of which the conditions in 37 INSPRU 3.2.5 R 37 are met.

waiver

As Published: 2001

waiver

a direction waiving or modifying a rule , given by the appropriate regulator 46 under section 138A of the Act (Modification or waiver of rules) or by the FCA under sections 46 250, 261L 24 or 294 of t…

Principles and Practices of Financial Management

As Published: 2003

Principles and Practices of Financial Management

10 the Principles and Practices of Financial Management, containing with-profits principles and with-profits practices , 52 which a firm carrying on with-profits business must establish, maintain and…

MCOB Sch 2 Notification Requirements

As Published: 2004

MCOB Sch 2 Notification Requirements

core market participant

As Published: 2006

core market participant

48 an entity of a type listed in BIPRU 5.4.64 R (The financial collateral comprehensive method: Conditions for applying a 0% volatility adjustment).

recognised body

As Published: 2001

recognised body

an RIE or RAP 227…

original financing costing amount

As Published: 2004

original financing costing amount

17 (in relation to a share , debenture or other investment in, or external contribution to the capital of, a firm that is subject to a step-up ) the financing cost amount for the instrument for a peri…

market risk capital requirement

As Published: 2006

market risk capital requirement

40 the part of the capital resources requirement of a BIPRU firm in respect of market risk , calculated in accordance with GENPRU 2.1.52R (Calculation of the market risk capital requirement).

stock financing

As Published: 2006

stock financing

45 a transaction where a physical commodity is sold forward and the cost of funding is locked in until the date of the forward sale.

MCD credit intermediary

As Published: 2015

MCD credit intermediary

99 an MCD mortgage credit intermediary or an MCD article 3(1)(b) credit intermediary . [Note: article 4(5) and (21) of the MCD ]…

UK financial system

As Published: 2010

UK financial system

38 (as defined in section 1I of the Act (Meaning of "the UK financial system" 97 )) the financial system operating in the United Kingdom including: (a) financial markets and exchanges; (b) regulated a…

cash assimilated instrument

As Published: 2006

cash assimilated instrument

48 (in accordance with Article 4(35) of the Banking Consolidation Directive (Definitions)) a certificate of deposit or other similar instrument issued by a lending firm .

reversion arranger

As Published: 2006

reversion arranger

42 a firm with permission (or which ought to have permission ) for arranging a home reversion plan .

PR Sch 2 [to follow]

As Published: 2009

PR Sch 2 [to follow]

apportionment and oversight function

As Published: 2001

apportionment and oversight function

4 FCA controlled function 183 CF8 in 150 the table of FCA controlled functions , 183 described more fully in SUP 10A.7.1 R 183 .

repurchase agreement

As Published: 2006

repurchase agreement

46 see repurchase transaction .

Prospectus Directive

As Published: 2005

Prospectus Directive

27 the Directive of the European Parliament and of the Council of 4 November 2003 on the prospectus to be published when securities are offered to the public or admitted to trading (No 2003/71/EC).