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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ultimate EEA insurance parent undertaking

As Published: 2004

ultimate EEA insurance parent undertaking

an EEA insurance parent undertaking that is not itself the subsidiary undertaking of another EEA insurance parent undertaking .

MasterCard

As Published: 2015

MasterCard

106 the MasterCard 108 regulated payment system designated by HM Treasury under section 43 of FSBRA 108 , and the MasterCard IFR card payment system .

recognised clearing house

As Published: 2001

recognised clearing house

a clearing house which is declared by an order made by the Bank of England under section 290 or 292 of the Act and 227 for the time being in force to be a recognised clearing house. 5…

CIS stakeholder product

As Published: 2004

CIS stakeholder product

26 the stakeholder product specified by regulations 5 (units in certain collective investment schemes) and 7 of the Stakeholder Regulations .

issue

As Published: 2007

issue

(in relation to units ): 66 (1) (except in 66 EG 14 66 ) the issue of new units by the trustee of an AUT , the depositary of an ACS 112 or by an ICVC ; (2) (in 66 EG 14 66 ): 66 (a) an issue in accord…

energy

As Published: 2001

energy

coal, electricity , natural gas (or any by-product or form of any of them), 50 oil or biofuel . 50…

approved money-market instrument

As Published: 2008

approved money-market instrument

57 (in accordance with COLL 5.2.7F R ) a money-market instrument which is normally dealt in on the money market, is liquid and has a value which can be accurately determined at any time.

CASS large firm

As Published: 2010

CASS large firm

110 has the meaning in CASS 1A.2.7 R (CASS firm types).

CASS large debt management firm internal client money reconciliation

As Published: 2014

CASS large debt management firm internal client money reconciliation

157 the internal client money reconciliation that CASS large debt management firms are obliged to undertake pursuant to CASS 11.11.13 R to CASS 11.11.21 R .

temporary product intervention rule

As Published: 2017

temporary product intervention rule

79 a rule made under sections 137D and 138M of the Act .

SUP 10A Annex 3 [Not used]

As Published: 2013

SUP 10A Annex 3 [Not used]

real estate market adjustment ratio

As Published: 2004

real estate market adjustment ratio

29 has the meaning set out, in relation to the resilience capital requirement , in 46 INSPRU 3.1.21R 46 .

full credit institution

As Published: 2002

full credit institution

a credit institution that falls within paragraph (1) 4 (a) 35 of the definition of credit institution .

supervisory formula method

As Published: 2006

supervisory formula method

45 (for the purposes of (Securitisation), in relation to a securitisation within the meaning of paragraph (2) of the definition of securitisation and in accordance with Part 1 of Annex IX of the Banki…

KII Regulation

As Published: 2011

KII Regulation

8 Commission Regulation (EU) No 583/2010, specifying the form and contents of key investor information , the text of which is reproduced in COLL Appendix 1EU .

MCD credit intermediation activity

As Published: 2015

MCD credit intermediation activity

99 the activity of acting as an MCD mortgage credit intermediary or an MCD article 3(1)(b) credit intermediary . [Note: article 4(5) and (21) of the MCD ]…

discounting

As Published: 2001

discounting

discounting or deductions to take account of investment income as set out in paragraph 48 of the insurance accounts rules . 3…

CCR

As Published: 2006

CCR

48 counterparty credit risk…

initial coupon rate

As Published: 2004

initial coupon rate

32 (in relation to a tier one instrument ) the coupon rate of the instrument at the time it is issued.

reversion intermediary

As Published: 2006

reversion intermediary

42 a firm with permission (or which ought to have permission ) to carry on a reversion mediation activity .