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countercyclical capital buffer
As Published: 2014
countercyclical capital buffer
162 (in accordance with article 128(2) of CRD (Definitions)) the amount of common equity tier 1 capital a firm must calculate in line with IFPRU 10.3 .
MiFID or equivalent third country business
As Published: 2007
MiFID or equivalent third country business
47 MiFID business or the equivalent business of a third country investment firm .
shared equity credit agreement
As Published: 2015
shared equity credit agreement
133 an MCD credit agreement where the capital repayable is based on a contractually set percentage of the value of the immovable property at the time of the capital repayment or repayments. [Note: art…
retail investment adviser
As Published: 2011
retail investment adviser
101 an employee who carries on activities 2, 3, 4, 6, 12 and 13 in TC Appendix 1.1.1 R (other than in relation to a Holloway sickness policy where the Holloway policy special application conditions ar…
FCA-approved SMF manager
As Published: 2015
FCA-approved SMF manager
83 an SMF manager whose approval to perform a designated senior management function is from the FCA .
MAR 6.7 Prices reflecting prevailing market conditions [deleted]
As Published: 2017
MAR 6.7 Prices reflecting prevailing market conditions [deleted]
…
commodity maturity ladder approach
As Published: 2006
commodity maturity ladder approach
48 the method of calculating the commodity PRR in BIPRU 7.4.25 R (Maturity ladder approach).
regulated-data benchmark
As Published: 2018
regulated-data benchmark
185 has the meaning in article 3.1(24) of the benchmarks regulation .
transaction volumes
As Published: 2015
transaction volumes
69 for each payment system 84 listed in column 1 of the table in 84 FEES 9 Annex 1R , the total 84 number of transfers of funds of the type specified in column 2 of the table 84 undertaken by each PSR…
in the money percentage
As Published: 2006
in the money percentage
52 (for the purposes of BIPRU 7 (Market risk) and in relation to an option or warrant ) the percentage calculated under BIPRU 7.6.6 R (The in the money percentage).
acknowledgement letter variable text
As Published: 2014
acknowledgement letter variable text
111 (1) (in CASS 7 ) the text in the template acknowledgement letters in CASS 7 Annex 2 R, CASS 7 Annex 3 R, and CASS 7 Annex 4 R that is in square brackets. (2) (in CASS 11 ) the text in the template…
building block
As Published: 2005
building block
(in PR and LR ) (as defined in the PD Regulation ) a list of additional information requirements, not included in one of the schedules, to be added to one or more schedules, as the case may be, depend…
generic projection
As Published: 2007
generic projection
25 (in COBS ) a projection which reflects the terms of a contract which is representative of the type of business normally undertaken by the firm , or the type of business it is promoting, rather than…
at the money
As Published: 2006
at the money
37 (for the purposes of BIPRU 7 (Market risk) and in relation to an option or warrant ) the strike price of that option or warrant being equal to the current market value of the underlying instrument.
units of a collective investment scheme
As Published: 2005
units of a collective investment scheme
(in PR ) (as defined in Article 2.1(p) of the prospectus directive ) securities issued by a collective investment undertaking as representing the rights of the participants in such an undertaking over…
bridging loan
As Published: 2012
bridging loan
(1) an MCD exempt bridging loan ; or 58 (2) (other than in (1)) 58 a regulated mortgage contract which has a term of twelve months or less.
equity release mediation activity
As Published: 2006
equity release mediation activity
31 any of the regulated activities of: (a) arranging a regulated mortgage contract (when carried on in relation to a lifetime mortgage ) or a home reversion plan ; (b) advising on a regulated mortgage…