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significant branch
As Published: 2015
significant branch
130 a branch that would be considered significant in a Host State under article 51(1) of CRD . [Note: article 2(1)(34) of RRD ]…
MAR 2.2 Stabilisation: general [deleted]
As Published: 2016
MAR 2.2 Stabilisation: general [deleted]
…
specified benchmark
As Published: 2013
specified benchmark
117 a benchmark as defined in section 22(1A)(b) of the Act and specified in Schedule 5 to the Regulated Activities Order pursuant to article 63R of the Regulated Activities Order…
sickness
As Published: 2001
sickness
(in relation to a class of contract of insurance ) the class of contract of insurance , specified in paragraph 2 of Part I of Schedule 1 to the Regulated Activities Order (Contracts of general insuran…
personal injury claim
As Published: 2019
personal injury claim
174 a claim of the description specified in article 89F(2)(c) of the Regulated Activities Order .
plus factor
As Published: 2006
plus factor
43 (in BIPRU 7.10 (Use of a value at risk model)) an increase to the minimum multiplication factor based on backtesting exceptions as more fully defined in BIPRU 7.10.124 R (Capital calculations: Mult…
Treaty right
As Published: 2004
Treaty right
the entitlement of a Treaty firm to qualify for authorisation under Schedule 4 to the Act (Treaty Rights).2001/7…
BCOBS Sch 3 Fees and other required payments
As Published: 2009
BCOBS Sch 3 Fees and other required payments
…
CONRED 2 Annex 5 Final letter to consumers who have not sent a request for review
As Published: 2013
CONRED 2 Annex 5 Final letter to consumers who have not sent a request for review
…
national guarantee fund
As Published: 2001
national guarantee fund
(in relation to an EEA State ) a body which: (a) has been set up or authorised in that State in accordance with article 1(4) of Council Directive (84/5/EEC); and (b) provides compensation for damages…
IGC
As Published: 2015
IGC
135 (in COBS 19.5 and COBS 19.8 152 ) an independent governance committee established by a firm with terms of reference which satisfy COBS 19.5.5R with the purpose, in summary, to represent the intere…
rolling stock method
As Published: 2014
rolling stock method
135 a method for performing a physical asset reconciliation , as described in CASS 6.6.28 R .
systemically important institution
As Published: 2013
systemically important institution
120 (in accordance with article 3(30) of CRD ) an EEA parent institution , an EEA parent financial holding company , an EEA parent mixed financial holding company or an institution the failure or malf…
regulated sale and rent back activity
As Published: 2009
regulated sale and rent back activity
76 any of the following regulated activities : (a) arranging (bringing about) a regulated sale and rent back agreement (article 25E(1)); (b) making arrangements with a view to a regulated sale and ren…
CONC Sch 3 Fees and other required payment
As Published: 2014
CONC Sch 3 Fees and other required payment
…
general stress and scenario testing rule
As Published: 2006
general stress and scenario testing rule
48 (1) (in GENPRU , BIPRU and INSPRU ) GENPRU 1.2.42 R (Stress and scenario tests). (2) (for the purpose of IFPRU ) IFPRU 2.2.37R (Stress and scenario tests).
gross adjusted claims amount
As Published: 2004
gross adjusted claims amount
12 (for the purposes of INSPRU 1.1 20 ) an amount, as defined in INSPRU 1.1.60R 20 to INSPRU 1.1.65G 20 , used in calculating the claims amount .
electronic money customer
As Published: 2019
electronic money customer
138 (in BCOBS ): (a) a consumer ; (b) a micro-enterprise ; or (c) a charity which has an annual income of less than £1 million.
retail customer
As Published: 2003
retail customer
14 17 22 (in accordance with the meaning of 'consumer' in article 2(d) of the Distance Marketing Directive an individual who is acting for purposes which are outside his trade, business or profession.