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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue