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PSD complaint
As Published: 2018
PSD complaint
159 any oral or written expression of dissatisfaction, whether justified or not, from, or on behalf of, a payment service user about the provision of, or failure to provide, a financial service or a r…
finance facility
As Published: 2016
finance facility
103 (in accordance with regulation 2 of the Small and Medium Sized Business (Finance Platforms) Regulations ) a facility which provides access to finance which is denominated in sterling and is a loan…
rated position
As Published: 2006
rated position
46 (for the purposes of MIPRU and 142 BIPRU 9 (Securitisation), in accordance with Part 1 of Annex IX of the Banking Consolidation Directive (Securitisation definitions) and in relation to a securitis…
small non-directive insurer
As Published: 2015
small non-directive insurer
143 a firm that is not a Solvency II firm and falls within the definition of ‘small non-directive insurer’ in the PRA Rulebook: Glossary.
regulatory current liabilities
As Published: 2004
regulatory current liabilities
29 (in relation to a with-profits fund ) the regulatory current liabilities of the with-profits fund calculated in accordance with 46 INSPRU 1.1.30R 46 .
qualifying venture capital fund
As Published: 2013
qualifying venture capital fund
21 has the meaning given in article 3(b) of the EuVECA regulation .
synthetic future
As Published: 2001
synthetic future
(a) a synthetic bought future, that is, a bought call option coupled with a written put option ; or (b) a synthetic sold future, that is, a bought put option coupled with a written call option ;provid…
tier three capital
As Published: 2006
tier three capital
26 an item of capital that is upper tier three capital or lower tier three capital .
electricity
As Published: 2001
electricity
(a) electricity in any form, including electricity as deliverable through the Balancing and Settlement Code ; (b) any right that relates to electricity, for example the right under a contract or other…
banking sector
As Published: 2004
banking sector
13 a sector composed of one or more of the following entities: (a) a credit institution ; (b) a financial institution ; and (c) an 23 ancillary services undertaking that is not an ancillary insurance…
material current year losses
As Published: 2010
material current year losses
67 (in IPRU(INV) 13) losses of an amount equal to 10 per cent or more of the amount by which the own funds or the capital resources under IPRU(INV) 13.15 82 of an undertaking exceed the own funds or t…
advice, investigation or representation in relation to a housing disrepair claim
As Published: 2019
advice, investigation or representation in relation to a housing disrepair claim
151 the regulated activity , specified in article 89J of the Regulated Activities Order , of each of advising a claimant or potential claimant , investigating a claim and representing a claimant , in…
FSA scheme
As Published: 2001
FSA scheme
the former scheme operated by the FSA under paragraph 4 of Schedule 7 to the Financial Services Act 1986 for the investigation of complaints arising out of the conduct of investment business. 1…
repayment
As Published: 2014
repayment
132 includes repayment of credit with or without any other amount.
card issuer
As Published: 2015
card issuer
185 a payment service provider contracting with a payer to enable the latter to initiate a payment transaction , made by means of any card, telecommunication, digital or IT device or software.
EMPS 2.1 These provisions have been moved to the Supervision Manual (SUP 21)
As Published: 2001
EMPS 2.1 These provisions have been moved to the Supervision Manual (SUP 21)
…
unauthorised person
As Published: 2001
unauthorised person
a person who is not an authorised person . 2…
non ring-fenced body
As Published: 2016
non ring-fenced body
70 has the same meaning as in article 14(3) of the Financial Services and Markets Act 2000 (Ring-fenced Bodies and Core Activities) Order 2014 (2014 No. 1960) http://www.legislation.gov.uk/uksi/2014/1…
credit card cheque
As Published: 2014
credit card cheque
157 a cheque (whether or not drawn on a banker) which, whenever used, will result in the provision of credit under a credit-token agreement , which does not include a cheque to be used only in connect…