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Capital Adequacy Directive
As Published: 2001
Capital Adequacy Directive
the Directive of the European Parliament and the Council of 14 June 2006 48 on capital adequacy of investment firms and credit institutions (No 2006/49/ 48 EC).
target
As Published: 2005
target
(in LR ) the subject of a class 1 transaction or reverse takeover . 50 18…
deferred bonus
As Published: 2007
deferred bonus
41 (in LR ) any arrangement pursuant to the terms of which an employee or director may receive a bonus (including cash or any security) in respect of service and/or performance in a period not exceedi…
evidential provision
As Published: 2001
evidential provision
a rule , contravention of which does not give rise to any of the consequences provided for by other provisions of the Act ; and which provides, in accordance with section 138C 167 of the Act , that: (…
general insurance business
As Published: 2001
general insurance business
the business of effecting or carrying out general insurance contracts . 4…
information centre
As Published: 2002
information centre
a centre established by an EEA State to meet its obligations under article 23 of the Consolidated Motor Insurance Directive (Information Centres). 95…
master AIF
As Published: 2013
master AIF
(in accordance with article 4(1)(y) of AIFMD ) an AIF in which another AIF (a feeder AIF ) invests or has an exposure in accordance with the definition of ' feeder AIF '.
certificate representing shares
As Published: 2005
certificate representing shares
(in LR ) a certificate representing certain securities where the certificate or other instrument confers rights in respect of equity shares . 31…
green deal plan
As Published: 2014
green deal plan
49 an arrangement by the occupier or owner of a property for a person to make energy efficient improvements to the property wholly or partly paid for in instalments, as defined in section 1 of the Ene…
Ombudsman
As Published: 2001
Ombudsman
a person appointed to the panel of persons maintained by the FOS Ltd to determine complaints, including the Chief Ombudsman. 4…
registered contact
As Published: 2004
registered contact
25 (as defined in regulation 8(1)(d) of the CTF Regulations ) the person who is capable of giving instructions to the CTF provider with respect to the management of the CTF .
UK-deposit insurer
As Published: 2001
UK-deposit insurer
a non-EEA insurer that has made a deposit in the United Kingdom under article 162(2)(e) of the Solvency II Directive in accordance with article 167 of that Directive. 58…
claim for a specified benefit
As Published: 2019
claim for a specified benefit
228 a claim of the description specified in article 89F(2)(f) of the Regulated Activities Order (that is, a claim for certain industrial injuries benefits).
stabilisation
As Published: 2005
stabilisation
150 as defined in article 3(2)(d) of the Market Abuse Regulation 150 .
mutual
As Published: 2004
mutual
24 an insurer which: (a) if it is a body corporate has no share capital (except a wholly owned subsidiary with no share capital but limited by guarantee); or (b) is a registered friendly society or in…
PRIN Sch 3 Fees and other required payments
As Published: 2004
PRIN Sch 3 Fees and other required payments
…
International Financial Reporting Standards
As Published: 2006
International Financial Reporting Standards
56 international financial accounting standards within the meaning of EC Regulation No 1606/2002 of the European Parliament and of the Council of 19 July 2002 as adopted from time to time by the Europ…