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1521 - 1540 of 6746 items.
information society service
As Published: 2002
information society service
62 an information society service, as defined by article 2(a) of the E-Commerce Directive and article 1(2) of the Technical Standards and Regulations Directive (98/34/EC), which is in summary any serv…
Consumer Panel
As Published: 2001
Consumer Panel
the panel of persons which section 1Q 284 of the Act (The Consumer Panel) requires the FCA 284 to establish and maintain, as part of its arrangements for consultation under section 1M 284 , to represe…
relevant time period
As Published: 2015
relevant time period
153 for each payment system 191 listed in column 1 of the table in 191 FEES 9 Annex 1R , the time period or date specified for that payment system 191 in column 3 of the table 191 .
mineral expert's report
As Published: 2005
mineral expert's report
(in LR ) a competent person's 93 report prepared in accordance with 93 paragraph 133 of the ESMA Prospectus Recommendations . 102 28…
simplified ILAS
As Published: 2009
simplified ILAS
83 the approach to the calculation of the liquid assets buffer of a simplified ILAS BIPRU firm described in BIPRU 12.6.
dilution risk
As Published: 2006
dilution risk
37 (in accordance with Article 4(24) of the Banking Consolidation Directive (Definitions)) the risk that an amount receivable is reduced through cash or non-cash credits to the obligor.
capital account
As Published: 2001
capital account
(in COLL ) an account relating to the capital property of an authorised fund . 3 20…
FCA MDP on-boarding application form
As Published: 2017
FCA MDP on-boarding application form
107 a form for approval to connect to the FCA’s market data processor system .
option hedging method
As Published: 2006
option hedging method
29 the method of calculating the option PRR in BIPRU 7.6.24R (The hedging method).
drawdown mortgage
As Published: 2003
drawdown mortgage
12 a lifetime mortgage contract where: (a) the amount borrowed is paid by the mortgage lender to the customer in instalments during the life of the mortgage; and (b) the size and frequency of the inst…
technical provision
As Published: 2001
technical provision
(a) (for a firm which is not a Solvency II firm ) a technical provision established in accordance with the Insurance Company – Technical Provisions part of the PRA Rulebook. 72 65 (b) (for a Solvency…
threshold condition
As Published: 2001
threshold condition
(in relation to a regulated activity ) any of the conditions set out in or under Schedule 6 to the Act (Threshold conditions), including the additional conditions in the Financial Services and Markets…
upper tier three capital
As Published: 2006
upper tier three capital
19 an item of capital that is specified in stage O of the capital resources table (Upper tier three).
regulatory costs
As Published: 2003
regulatory costs
the periodic fees payable to the FCA 177 by a participant firm in accordance with FEES 4 (Periodic fees) 36 .
limitation
As Published: 2001
limitation
2 a limitation incorporated in a Part 4A permission 105 under section 55E(5) 105 of the Act (Giving permission): the FCA), section 55F(4) of the Act (Giving permission: the PRA) 105 or section 55J(10)…
EMIR requirements
As Published: 2013
EMIR requirements
83 requirements imposed under EMIR and any regulation made under it.
Distance Marketing Regulations
As Published: 2003
Distance Marketing Regulations
12 17 The Financial Services (Distance Marketing) Regulations 2004 (SI 2004/2095). 19…
client money resource
As Published: 2014
client money resource
166 the aggregate balance on the firm's client bank accounts (see CASS 7.16.8 R ).
housing disrepair claim
As Published: 2019
housing disrepair claim
44 a claim of the description specified in article 89F(2)(e) of the Regulated Activities Order .