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regulated insurance entity
As Published: 2004
regulated insurance entity
23 an insurance undertaking or reinsurance undertaking 141 within the meaning of article 13(1) and (4) of the Solvency II Directive . 141…
material holding
As Published: 2002
material holding
(1) 40 4 [deleted] 76 169 (2) (for the purposes of GENPRU and BIPRU ) has the meaning in GENPRU 2.2.209 R (Deductions from tiers one and two: Material holdings (BIPRU firm only)). 76 169…
collective portfolio management
As Published: 2011
collective portfolio management
118 in relation to a management company , the activity of management of UCITS schemes , EEA UCITS schemes or other collective investment undertakings not covered by the UCITS Directive that the firm i…
MCD
As Published: 2015
MCD
99 Mortgage Credit Directive, Directive 2014/17/EU on credit agreements for consumers relating to residential immovable property.
approved depositary
As Published: 2001
approved depositary
4 2 any depositary : (a) which is subject to regulation by a national regulatory body in connection with its custody services; (b) which is required to prepare audited accounts; (c) whose latest annua…
redemption charge
As Published: 2001
redemption charge
an amount levied by the operator 72 of a scheme 72 upon the redemption 72 of units 72 , in the case of an authorised fund 72 under (Charges on buying and selling units). 72…
qualifying master scheme
As Published: 2012
qualifying master scheme
18 where a feeder NURS is dedicated to units in a single collective investment scheme , which meets the requirements in COLL 5.6.26R (1) , that collective investment scheme .
gross earned premiums
As Published: 2004
gross earned premiums
12 (in relation to a financial year ) such proportion of gross written premiums as is attributable to risk borne by the insurer during that financial year .
payment routing information
As Published: 2009
payment routing information
76 a combination of letters, numbers or symbols specified by a firm to be provided when instructing or requesting the firm to make a payment from an account of a banking customer for the purpose of ro…
home purchase mediation activity
As Published: 2006
home purchase mediation activity
8 any of the following regulated activities : (a) arranging (bringing about) a home purchase plan (article 25C(1)); (b) making arrangements with a view to a home purchase plan (article 25C(2)); (c) ad…
forward
As Published: 2006
forward
23 a contract to buy or sell where the date for settlement has been agreed as a particular date in the future but excluding a future .
zillmerising
As Published: 2004
zillmerising
4 the method known by that name for modifying the net premium reserve method of valuing a long-term insurance contract by increasing the part of the future premiums for which credit is taken so as to…
defined benefit occupational pension scheme
As Published: 2005
defined benefit occupational pension scheme
an occupational pension scheme which is not a defined contribution occupational pension scheme . 26…
Emission Allowance Trading Directive
As Published: 2017
Emission Allowance Trading Directive
119 Directive 2003/87/EC of the European Parliament and of the Council of 13 October 2003 establishing a scheme for greenhouse gas emission allowance trading within the Community, and amending Council…
MAR 5A Annex 1 Form in relation to pre-trade transparency
As Published: 2017
MAR 5A Annex 1 Form in relation to pre-trade transparency
…
VaR measure
As Published: 2006
VaR measure
(in BIPRU ) 15 8 an estimate by a VaR model of the worst expected loss on a portfolio resulting from market movements over a period of time with a given confidence level.
table of FCA controlled functions
As Published: 2013
table of FCA controlled functions
118 the table of controlled functions in SUP 10A.4.4 R S.
bill of sale loan agreement
As Published: 2014
bill of sale loan agreement
54 a regulated credit agreement secured by a bill of sale under the Bills of Sale Act 1878, the Bills of Sale Act (1878) Amendment Act 1882 or the Bills of Sale Ireland Act (1878).
SRB agreement seller
As Published: 2009
SRB agreement seller
78 (in accordance with article 63J(3)(a) of the Regulated Activities Order ) an individual or trustees, who sells all or part of the qualifying interest in land in the United Kingdom to an agreement p…