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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CIS stakeholder product

As Published: 2004

CIS stakeholder product

26 the stakeholder product specified by regulations 5 (units in certain collective investment schemes) and 7 of the Stakeholder Regulations .

issue

As Published: 2007

issue

(in relation to units ): 66 (1) (except in 66 EG 14 66 ) the issue of new units by the trustee of an AUT , the depositary of an ACS 112 or by an ICVC ; (2) (in 66 EG 14 66 ): 66 (a) an issue in accord…

energy

As Published: 2001

energy

coal, electricity , natural gas (or any by-product or form of any of them), 50 oil or biofuel . 50…

approved money-market instrument

As Published: 2008

approved money-market instrument

57 (in accordance with COLL 5.2.7F R ) a money-market instrument which is normally dealt in on the money market, is liquid and has a value which can be accurately determined at any time.

CASS large firm

As Published: 2010

CASS large firm

110 has the meaning in CASS 1A.2.7 R (CASS firm types).

CASS large debt management firm internal client money reconciliation

As Published: 2014

CASS large debt management firm internal client money reconciliation

157 the internal client money reconciliation that CASS large debt management firms are obliged to undertake pursuant to CASS 11.11.13 R to CASS 11.11.21 R .

temporary product intervention rule

As Published: 2017

temporary product intervention rule

79 a rule made under sections 137D and 138M of the Act .

SUP 10A Annex 3 [Not used]

As Published: 2013

SUP 10A Annex 3 [Not used]

real estate market adjustment ratio

As Published: 2004

real estate market adjustment ratio

29 has the meaning set out, in relation to the resilience capital requirement , in 46 INSPRU 3.1.21R 46 .

full credit institution

As Published: 2002

full credit institution

a credit institution that falls within paragraph (1) 4 (a) 35 of the definition of credit institution .

supervisory formula method

As Published: 2006

supervisory formula method

45 (for the purposes of (Securitisation), in relation to a securitisation within the meaning of paragraph (2) of the definition of securitisation and in accordance with Part 1 of Annex IX of the Banki…

KII Regulation

As Published: 2011

KII Regulation

8 Commission Regulation (EU) No 583/2010, specifying the form and contents of key investor information , the text of which is reproduced in COLL Appendix 1EU .

MCD credit intermediation activity

As Published: 2015

MCD credit intermediation activity

99 the activity of acting as an MCD mortgage credit intermediary or an MCD article 3(1)(b) credit intermediary . [Note: article 4(5) and (21) of the MCD ]…

discounting

As Published: 2001

discounting

discounting or deductions to take account of investment income as set out in paragraph 48 of the insurance accounts rules . 3…

CCR

As Published: 2006

CCR

48 counterparty credit risk…

initial coupon rate

As Published: 2004

initial coupon rate

32 (in relation to a tier one instrument ) the coupon rate of the instrument at the time it is issued.

reversion intermediary

As Published: 2006

reversion intermediary

42 a firm with permission (or which ought to have permission ) to carry on a reversion mediation activity .

general wrong-way risk

As Published: 2006

general wrong-way risk

20 (in accordance with Part 1 of Annex III of the Banking Consolidation Directive (Definitions) and for the purpose of BIPRU 13 (The calculation of counterparty risk exposure values for financial deri…

end client

As Published: 2017

end client

119 the person or group of persons at the end of the supply chain.

complaints reporting rules

As Published: 2007

complaints reporting rules

58 284 DISP 1.10 72 . 67…