Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

IFPRU 7.1 Application

SYSC 20.1 Application and purpose

BIPRU 8.7 Consolidated capital resources requirements

IFPRU 10.4 Capital conservation measures

IPRU-INV 9.2 GENERAL REQUIREMENTS

SUP 13.2 Introduction

SUP 13A.1 Application and purpose

IFPRU 4.3 Guidance on internal ratings based approach: high level material

SUP 13.5 Notices of intention

CASS 7.10 Application and purpose

IFPRU 1.5 Notification of FINREP reporting

IPRU-INV 11.7 CAPITAL REPORTING

REC 2.7 Access to facilities

SYSC 4.2 Persons who effectively direct the business

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

SYSC 4.1 General requirements

SUP 13.1 Application and purpose

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy