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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

home purchase mediation activity

As Published: 2006

home purchase mediation activity

8 any of the following regulated activities : (a) arranging (bringing about) a home purchase plan (article 25C(1)); (b) making arrangements with a view to a home purchase plan (article 25C(2)); (c) ad…

forward

As Published: 2006

forward

23 a contract to buy or sell where the date for settlement has been agreed as a particular date in the future but excluding a future .

zillmerising

As Published: 2004

zillmerising

4 the method known by that name for modifying the net premium reserve method of valuing a long-term insurance contract by increasing the part of the future premiums for which credit is taken so as to…

defined benefit occupational pension scheme

As Published: 2005

defined benefit occupational pension scheme

an occupational pension scheme which is not a defined contribution occupational pension scheme . 26…

Emission Allowance Trading Directive

As Published: 2017

Emission Allowance Trading Directive

119 Directive 2003/87/EC of the European Parliament and of the Council of 13 October 2003 establishing a scheme for greenhouse gas emission allowance trading within the Community, and amending Council…

MAR 5A Annex 1 Form in relation to pre-trade transparency

As Published: 2017

MAR 5A Annex 1 Form in relation to pre-trade transparency

VaR measure

As Published: 2006

VaR measure

(in BIPRU ) 15 8 an estimate by a VaR model of the worst expected loss on a portfolio resulting from market movements over a period of time with a given confidence level.

table of FCA controlled functions

As Published: 2013

table of FCA controlled functions

118 the table of controlled functions in SUP 10A.4.4 R S.

ILAS

As Published: 2009

ILAS

86 Individual Liquidity Adequacy Standards .

bill of sale loan agreement

As Published: 2014

bill of sale loan agreement

54 a regulated credit agreement secured by a bill of sale under the Bills of Sale Act 1878, the Bills of Sale Act (1878) Amendment Act 1882 or the Bills of Sale Ireland Act (1878).

SRB agreement seller

As Published: 2009

SRB agreement seller

78 (in accordance with article 63J(3)(a) of the Regulated Activities Order ) an individual or trustees, who sells all or part of the qualifying interest in land in the United Kingdom to an agreement p…

LR Sch 5 [to follow]

As Published: 2009

LR Sch 5 [to follow]

hybrid capital

As Published: 2010

hybrid capital

21 an item of capital that is stated in GENPRU 2.2 as eligible for inclusion at stage B1, B2 or C of the calculation in the capital resources table .

Takeover Code

As Published: 2001

Takeover Code

the City Code on Takeovers and Mergers issued by the Takeover Panel . 3…

PRA-regulated activity

As Published: 2013

PRA-regulated activity

225 a regulated activity specified in an order made under section 22A of the Act or specified pursuant to a power granted in such an order.

EU CRR

As Published: 2013

EU CRR

89 Regulation of the European Parliament and the Council on prudential requirements for credit institutions and investment firms (Regulation (EU) No 575/2013) and amending Regulation (EU) No 648/2012.

pure reinsurer

As Published: 2001

pure reinsurer

5 an insurer whose insurance business is restricted to reinsurance.

annual bonus

As Published: 2004

annual bonus

21 (in relation to a with-profits insurance contract ) a discretionary addition to policy benefits under a with-profits insurance contract made by a long-term insurer as a result of the annual actuari…

financial information table

As Published: 2005

financial information table

(in LR ) financial information presented in tabular form that covers the reporting period set out in LR 13.5.13 R in relation to the entities set out in LR 13.5.14 R , and to the extent relevant LR 13…

pension feeder fund

As Published: 2016

pension feeder fund

149 an AUT or ACS that is a relevant pension scheme and is dedicated to units in a single regulated collective investment scheme .