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net earned premiums
As Published: 2004
net earned premiums
13 gross earned premiums , less reinsurance premiums earned.
safeguarded-flexible benefits risk warning
As Published: 2017
safeguarded-flexible benefits risk warning
163 A written communication to a member of a personal pension scheme or stakeholder pension scheme which is required by Regulation 8A of the Pension Schemes Act 2015 (Transitional Provisions and Appro…
platform charge
As Published: 2013
platform charge
107 any form of charge payable by or on behalf of a retail client to a firm in relation to the provision of a platform service and which is agreed between the platform service provider and the retail…
normally resident
As Published: 2003
normally resident
6 (in MCOB ) normally resident; for the purposes of this definition: (a) an individual (whether or not acting as trustee) is to be treated as normally resident in the country which he indicates is his…
MiFID
As Published: 2006
MiFID
Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending the Insurance Mediation Directive and AIFMD 118 170 .
approve
As Published: 2001
approve
4 (in relation to a financial promotion ) approve the content of the financial promotion for the purposes of section 21 of the Act (Restrictions on financial promotion).
innovative tier one capital resources
As Published: 2004
innovative tier one capital resources
32 the amount of capital resources at stage C of the capital resources table (Innovation tier one capital) 52 .
SRB adviser
As Published: 2009
SRB adviser
78 a firm which carries on the regulated activity of advising on a regulated sale and rent back agreement .
standardised deterministic projection
As Published: 2007
standardised deterministic projection
61 a projection which is either a generic projection or a personal projection produced in accordance with the assumptions contained in COBS 13 Annex 2 .
Investment Ombudsman
As Published: 2001
Investment Ombudsman
the former Ombudsman under the IMRO scheme . 1…
registered friendly society
As Published: 2001
registered friendly society
a friendly society registered under section 7(1)(a) of the Friendly Societies Act 1974 or any enactment which it replaced, including any registered branches. 5…
high net worth illustration
As Published: 2012
high net worth illustration
28 an illustration for a regulated mortgage contract to a high net worth mortgage customer .
tender offer
As Published: 2005
tender offer
(in LR ) an offer by a company to purchase all or some of a class of its listed equity securities at a maximum or fixed price (that may be established by means of a formula) that is: (a) communicated…
2015 Interchange Regulations
As Published: 2016
2015 Interchange Regulations
129 (in FEES 9) The Payment Card Interchange Fee Regulations 2015 (SI 2015/1911).
common equity tier 1 instrument
As Published: 2013
common equity tier 1 instrument
153 a capital instrument that qualifies as a common equity tier 1 instrument under article 26 of the EU CRR .
net open foreign currency position
As Published: 2009
net open foreign currency position
[deleted] 63…
callable contribution
As Published: 2004
callable contribution
18 amounts that members are liable to pay to the Society (or may by resolution of the Society be liable to pay) as contributions to the Central Fund .
scope of basic advice
As Published: 2007
scope of basic advice
57 the basis on which a firm gives basic advice on stakeholder products , that is, with reference to the stakeholder products of one, or more than one, stakeholder product provider.