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exercising, or having the right to exercise, the owner's rights and duties under a regulated consumer hire agreement
As Published: 2013
exercising, or having the right to exercise, the owner's rights and duties under a regulated consumer hire agreement
87 the regulated activity specified in article 60N(2) of the Regulated Activities Order .
matched principal exemption conditions
As Published: 2006
matched principal exemption conditions
40 91 (1) (for the purposes of BIPRU ) the conditions set out in BIPRU 1.1.23 R(2) (Meaning of dealing on own account). 91 (2) (other than in BIPRU ) the conditions set out in IFPRU 1.1.12R (Meaning o…
home finance provider
As Published: 2006
home finance provider
8 a firm with permission (or which ought to have permission ) for entering into a home finance transaction .
non-UK DLG by modification
As Published: 2009
non-UK DLG by modification
35 either of the following: (a) a non-UK DLG by modification (firm level) ; or (b) a non-UK DLG by modification (DLG level) .
relevant electronic lending services
As Published: 2016
relevant electronic lending services
159 operating an electronic system in relation to lending or operating an electronic system in relation to non-P2P agreements .
debt management activity
As Published: 2014
debt management activity
87 the activities of debt counselling or debt adjusting , alone or together, carried on with a view to an individual entering into a particular debt solution or in relation to any such debt solution ,…
tied agent passport notification
As Published: 2017
tied agent passport notification
79 a notification made in accordance with article 35(2) of MiFID and MiFID ITS 4 Annex VII.
acquirer
As Published: 2015
acquirer
126 a payment service provider contracting with a payee to enable them to accept payment transactions made by means of any card, telecommunication, digital or IT device or software, and which result i…
non-retail communication
As Published: 2007
non-retail communication
23 a financial promotion and: (a) is made only to recipient who the firm reasonably believes are professional clients or eligible counterparties ; or (b) may reasonably be regarded as directed only at…
approved person
As Published: 2001
approved person
4 a person in relation to whom the FCA or the PRA 184 has given its approval under section 59 of the Act (Approval for particular arrangements) for the performance of a controlled function .
specified life events
As Published: 2015
specified life events
133 (a) the death of the customer ; or (b) the customer leaves the mortgaged land to live elsewhere and has no reasonable prospect of returning (for example, by moving into residential care); or (c) t…
data reporting service
As Published: 2017
data reporting service
112 (in accordance with regulation 2(1) of the DRS Regulations ) the operation of an APA , an ARM or a CTP when carried out as a regular occupation or business activity.
CTF
As Published: 2004
CTF
24 (as defined in section 1(2) of the Child Trust Funds Act 2004) a child trust fund, that is, an account which: (1) is held by a child who is or has been an eligible child (as defined in section 2 of…
authorised UK representative
As Published: 2001
authorised UK representative
4 (in relation to a firm ) a person resident in the United Kingdom who is authorised to act generally, and to accept service of any document , on behalf of the firm .
EEA ELTIF
As Published: 2015
EEA ELTIF
106 an ELTIF authorised by a competent authority other than the FCA under the ELTIF regulation .
MAR 6.8 Liquid market for shares, share class, standard market size and relevant market [deleted]
As Published: 2012
MAR 6.8 Liquid market for shares, share class, standard market size and relevant market [deleted]
…
commodity PRR
As Published: 2006
commodity PRR
48 the part of the market risk capital requirement calculated in accordance with BIPRU 7.4 (Commodity PRR) or, in relation to a particular position , the portion of the overall commodity PRR attributa…
transaction values
As Published: 2018
transaction values
84 for each payment system listed in column 1 of the table in FEES 9 Annex 1R the total value of the transfers of funds of the type specified in column 2 of the table undertaken by each PSR fee payer…
linked fund
As Published: 2007
linked fund
29 a real or notional account to which an insurer appropriates linked assets for the purposes of their being permitted links , and which may be subdivided into units, the value of each of which is det…