Search Result

41 - 60 of 966 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

LR 12.1 Application

As Published: 2005

LR 12.1 Application

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

FEES 4.4 Information on which fees are calculated

As Published: 2007

FEES 4.4 Information on which fees are calculated

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing