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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
1The application of this section is set out in the following table:
Type of firm
UK regulated market
UK firm operating a multilateral trading facility or an OTF and a UK branch of a third country investment firm operating a multilateral trading facility or an OTF
MAR 10.4.3R to MAR 10.4.6G
UK MiFID investment firm
MAR 10.4.7D to MAR 10.4.9D and MAR 10.4.11G2
UK branch of a2third country investment firm when not operating a multilateral trading facility or an OTF
Member, participant or a client of a UK trading venue
EEA MiFID investment firm who is a member, participant or a client of a UK trading venue
MAR 10.4.10D to MAR 10.4.11G2