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ELTIF regulation
As Published: 2015
ELTIF regulation
106 Regulation (EU) 2015/760 of the European Parliament and of the Council of 29 April 2015 on European long-term investment funds ( http://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=OJ:JOL_2015_…
corporate
As Published: 2006
corporate
48 (in relation to the IRB approach or the standardised approach to credit risk) a person an exposure to whom is a corporate exposure .
non-proportional reinsurance treaty
As Published: 2004
non-proportional reinsurance treaty
13 see proportional reinsurance treaty .
regulated lifetime mortgage contract
As Published: 2003
regulated lifetime mortgage contract
14 a regulated mortgage contract which is a lifetime mortgage .
introducer
As Published: 2001
introducer
an individual appointed by a firm , 68 an appointed representative or, where applicable, a tied agent 68 , to carry out in the course of designated investment business either or both of the following…
standardised credit risk exposure class
As Published: 2006
standardised credit risk exposure class
45 (in relation to the standardised approach to credit risk) one of the classes of exposure set out in BIPRU 3.2.9R (Exposure classes).
BIPRU 1 Annex 2D Application form to apply the IRB approach
As Published: 2007
BIPRU 1 Annex 2D Application form to apply the IRB approach
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unit trust scheme
As Published: 2001
unit trust scheme
(as defined in section 237(1) of the Act (Other definitions)) a collective investment scheme under which the property in question is held on trust for the participants , except that it does not includ…
transaction report
As Published: 2001
transaction report
79 79 a report of a transaction: 79 (a) for the purposes of SUP TP 9 or ; or 79 (b) which meets the requirements imposed by and under article 26 of MiFIR .
reversion administrator
As Published: 2006
reversion administrator
42 a firm with permission (or which ought to have permission ) for administering a home reversion plan .
SUP 16 Annex 41A Payment accounts report
As Published: 2016
SUP 16 Annex 41A Payment accounts report
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BIPRU 3 Annex 2 Regional governments and local authorities eligible for the treatment in BIPRU 3.4.15R
As Published: 2007
BIPRU 3 Annex 2 Regional governments and local authorities eligible for the treatment in BIPRU 3.4.15R
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carried interest
As Published: 2013
carried interest
148 a share in the profits of the AIF accrued to the AIFM as compensation for the management of the AIF , and excluding any share in the profits of the AIF accrued to the AIFM as a return on any inves…
reduced net underwriting position
As Published: 2006
reduced net underwriting position
46 the net underwriting position as adjusted under BIPRU 7.8.27 R (Calculating the reduced net underwriting position).
OECD state guaranteed issuer
As Published: 2005
OECD state guaranteed issuer
19 an issuer of debt securities whose obligations in relation to those securities have been guaranteed by a member state of the OECD .
MiFID Org Regulation firm
As Published: 2017
MiFID Org Regulation firm
118 a firm to which the MiFID Org Regulation is directly applicable.
unrestricted-use credit agreement
As Published: 2013
unrestricted-use credit agreement
52 a credit agreement which is not a restricted-use credit agreement .
risk factors
As Published: 2005
risk factors
(in PR ) (as defined in the PD Regulation ) a list of risks which are specific to the situation of the issuer and/or the securities and which are material for taking investment decisions. 31…
EuVECA regulation
As Published: 2013
EuVECA regulation
85 Regulation (EU) No 345/2013 of the European Parliament and the Council of 17 April 2013 on European venture capital funds as amended by Regulation (EU) No 2017/1991 of the European Parliament and t…
intra-group liquidity modification
As Published: 2009
intra-group liquidity modification
86 a modification to the overall liquidity adequacy rule of the kind described in BIPRU 12.8.7G.