Search Result
UK parent mixed financial holding company in a Member State
As Published: 2013
UK parent mixed financial holding company in a Member State
53 a parent mixed financial holding company in a Member State where the EEA State in question is the UK .
innovative tier one instrument
As Published: 2004
innovative tier one instrument
32 a potential tier one instrument that is stated in GENPRU 2.2 (Capital resources) 52 to be an innovative instrument.
SRB agreement provider
As Published: 2009
SRB agreement provider
78 (in accordance with article 63J(3)(a) of the Regulated Activities Order ) a firm which buys all or part of the qualifying interest in land in the United Kingdom from a SRB agreement seller under a…
member society
As Published: 2001
member society
2 (as defined in article 2(2) of the compensation transitionals order ) a person who at any time before commencement was a member society within the rules of the Friendly Societies Protection Scheme e…
IBNR
As Published: 2004
IBNR
32 (in relation to claims (as defined for the purposes of INSPRU 52 , SUP and TC )) claims that have been incurred but not reported arising out of events that have occurred by the balance sheet date b…
high net worth offer document
As Published: 2012
high net worth offer document
28 an offer document for a regulated mortgage contract to a high net worth mortgage customer .
consolidated basis
As Published: 2013
consolidated basis
153 has the meaning in article 4(1)(48) of the EU CRR .
Deposit Guarantee Directive
As Published: 2001
Deposit Guarantee Directive
the Council Directive of 13 May 1994 on deposit-guarantee schemes (No 94/19/EC). 3…
industry block
As Published: 2001
industry block
(in FEES 40 ) a grouping of firms by common business activity for the purposes of calculating the general levy . 5 1 7…
upper tier two capital
As Published: 2002
upper tier two capital
(1) 3 11 44 98 [deleted] 44 98 (2) (in 19 BIPRU , GENPRU and INSPRU 19 ) an item of capital that is specified in stage G of the 11 19 capital resources table (Upper tier two capital) 19 .
regulatory excess capital
As Published: 2004
regulatory excess capital
29 (in relation to a with-profits fund ) has the meaning set out in 46 INSPRU 1.3.32R 46 .
Referral Fees Regulations
As Published: 2013
Referral Fees Regulations
126 the Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013 (SI 2013/1635).
SYSC
As Published: 2001
SYSC
the part of the Handbook in High Level Standards which has the title Senior Management Arrangements, Systems and Controls. 5…
Council
As Published: 2001
Council
the governing body of the Society 18 constituted by section 3 of Lloyd's Act 1982. 3…
tier three capital resources
As Published: 2006
tier three capital resources
26 the sum calculated at stage Q of the capital resources table (Total tier three capital).
administering a regulated lifetime mortgage contract
As Published: 2003
administering a regulated lifetime mortgage contract
9 the regulated activity , specified in article 61(2) of the Regulated Activities Order , which is in summary: administering a regulated mortgage contract (which is a lifetime mortgage ) where the con…
electronic commerce activity
As Published: 2002
electronic commerce activity
an activity which: (a) consists of the provision of an information society service from an establishment in an EEA State ; and (b) is, or but for article 72A (Information society services) of the Regu…
cancellation price
As Published: 2006
cancellation price
40 (in COLL ) (in relation to the cancellation of units in a dual-priced authorised fund ) the price for each unit payable by the depositary to the authorised fund manager on that cancellation .
representative APR
As Published: 2014
representative APR
132 an APR at or below which the firm communicating or approving the financial promotion reasonably expects, at the date on which the promotion is communicated or approved , that credit would be provi…
RSRB permission
As Published: 2011
RSRB permission
96 (in FEES ) an authorisation to carry on one or more regulated sale and rent back activities .