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approved money-market instrument
As Published: 2008
approved money-market instrument
57 (in accordance with COLL 5.2.7F R ) a money-market instrument which is normally dealt in on the money market, is liquid and has a value which can be accurately determined at any time.
CASS large firm
As Published: 2010
CASS large firm
110 has the meaning in CASS 1A.2.7 R (CASS firm types).
CASS large debt management firm internal client money reconciliation
As Published: 2014
CASS large debt management firm internal client money reconciliation
157 the internal client money reconciliation that CASS large debt management firms are obliged to undertake pursuant to CASS 11.11.13 R to CASS 11.11.21 R .
temporary product intervention rule
As Published: 2017
temporary product intervention rule
79 a rule made under sections 137D and 138M of the Act .
real estate market adjustment ratio
As Published: 2004
real estate market adjustment ratio
29 has the meaning set out, in relation to the resilience capital requirement , in 46 INSPRU 3.1.21R 46 .
full credit institution
As Published: 2002
full credit institution
a credit institution that falls within paragraph (1) 4 (a) 35 of the definition of credit institution .
supervisory formula method
As Published: 2006
supervisory formula method
45 (for the purposes of (Securitisation), in relation to a securitisation within the meaning of paragraph (2) of the definition of securitisation and in accordance with Part 1 of Annex IX of the Banki…
KII Regulation
As Published: 2011
KII Regulation
8 Commission Regulation (EU) No 583/2010, specifying the form and contents of key investor information , the text of which is reproduced in COLL Appendix 1EU .
MCD credit intermediation activity
As Published: 2015
MCD credit intermediation activity
99 the activity of acting as an MCD mortgage credit intermediary or an MCD article 3(1)(b) credit intermediary . [Note: article 4(5) and (21) of the MCD ]…
discounting
As Published: 2001
discounting
discounting or deductions to take account of investment income as set out in paragraph 48 of the insurance accounts rules . 3…
initial coupon rate
As Published: 2004
initial coupon rate
32 (in relation to a tier one instrument ) the coupon rate of the instrument at the time it is issued.
reversion intermediary
As Published: 2006
reversion intermediary
42 a firm with permission (or which ought to have permission ) to carry on a reversion mediation activity .
general wrong-way risk
As Published: 2006
general wrong-way risk
20 (in accordance with Part 1 of Annex III of the Banking Consolidation Directive (Definitions) and for the purpose of BIPRU 13 (The calculation of counterparty risk exposure values for financial deri…
end client
As Published: 2017
end client
119 the person or group of persons at the end of the supply chain.
information society service
As Published: 2002
information society service
62 an information society service, as defined by article 2(a) of the E-Commerce Directive and article 1(2) of the Technical Standards and Regulations Directive (98/34/EC), which is in summary any serv…
Consumer Panel
As Published: 2001
Consumer Panel
the panel of persons which section 1Q 282 of the Act (The Consumer Panel) requires the FCA 282 to establish and maintain, as part of its arrangements for consultation under section 1M 282 , to represe…
relevant time period
As Published: 2015
relevant time period
153 for each payment system 191 listed in column 1 of the table in 191 FEES 9 Annex 1R , the time period or date specified for that payment system 191 in column 3 of the table 191 .