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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)

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LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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Similar To

REC 4.3 Risk assessments for UK recognised bodies

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

SUP 1A.3 The FCA's approach to supervision

EG 20.1 Introduction

EG 18.1 Cancellation on the FCA’s own-initiative

EG 10.4 Other relevant powers

LR 7.2 The Listing and Premium Listing Principles

SUP 1A.2 Introduction

EG 7.2 Alternatives to sanctions

EG 4.5 Notice of termination of investigations

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

LR 9.5 Transactions

PERG 4.11 Link between activities and the United Kingdom

EG 3.2A Information requests (section 122A)

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

EG 3.2B Information requests (section 122B)

LR 8.2 When a sponsor must be appointed or its guidance obtained

DEPP 6.5A The five steps for penalties imposed on firms

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

RCB 2.3 Determination of registration