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affiliated company
As Published: 2001
affiliated company
4 (in relation to a person ) an undertaking in the same group as that person .
PSR’s AFR
As Published: 2018
PSR’s AFR
171 the annual funding requirement of the PSR which is published by the PSR at the start of each fee year .
railway rolling stock
As Published: 2001
railway rolling stock
(in relation to a class of contract of insurance ) the class of contract of insurance , specified in paragraph 5 of Part I of Schedule 1 to the Regulated Activities Order (Contracts of general insuran…
SFCR
As Published: 2015
SFCR
131 the solvency and financial condition report as detailed in the PRA Rulebook: Solvency II Firms: Reporting 3 to 6.
ABCP internal assessment approach
As Published: 2006
ABCP internal assessment approach
37 the method for calculating the risk weighted exposure amount for a securitisation position in relation to an asset backed commercial paper programme as set out in BIPRU 9.12.20 R .
benchmarks regulation
As Published: 2018
benchmarks regulation
Regulation (EU) No. 2016/1011 of the European Parliament and of the Council of 8 June 2016 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance…
pension term assurance policy
As Published: 2006
pension term assurance policy
37 a personal pension policy which is a pure protection contract and in connection with which tax relief is available under Chapter 4 of Part 4 of the Finance Act 2004.
trader
As Published: 2015
trader
68 121 a person acting for purposes relating to that person’s trade, business, craft or profession, whether acting personally or through another person acting in his name or on his behalf. [Note: arti…
MiFID optional exemption appointed representative
As Published: 2017
MiFID optional exemption appointed representative
118 an appointed representative that acts under the full and unconditional responsibility of a MiFID optional exemption firm and that would be a tied agent if its principal were a MiFID investment fir…
custody
As Published: 2001
custody
3 (in relation to clients ' assets) safeguarding and administering investments .
MDA
As Published: 2014
MDA
92 the maximum distributable amount calculated in line with IFPRU 10.4.3 R .
mineral company
As Published: 2005
mineral company
(in LR ) a company or group , whose principal activity is, or is planned to be, the extraction of mineral resources (which may or may not include exploration for mineral resources ). 28…
Prescribed Markets and Qualifying Investments Order
As Published: 2001
Prescribed Markets and Qualifying Investments Order
5 the Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) Order 2001 (SI 2001/996).
Consumer Credit Jurisdiction
As Published: 2014
Consumer Credit Jurisdiction
the jurisdiction of the Financial Ombudsman Service which resulted 157 from section 226A (repealed) of the Act 157 .
Capital Adequacy Directive
As Published: 2001
Capital Adequacy Directive
the Directive of the European Parliament and the Council of 14 June 2006 48 on capital adequacy of investment firms and credit institutions (No 2006/49/ 48 EC).
target
As Published: 2005
target
(in LR ) the subject of a class 1 transaction or reverse takeover . 50 18…
deferred bonus
As Published: 2007
deferred bonus
41 (in LR ) any arrangement pursuant to the terms of which an employee or director may receive a bonus (including cash or any security) in respect of service and/or performance in a period not exceedi…
evidential provision
As Published: 2001
evidential provision
a rule , contravention of which does not give rise to any of the consequences provided for by other provisions of the Act ; and which provides, in accordance with section 138C 167 of the Act , that: (…
general insurance business
As Published: 2001
general insurance business
the business of effecting or carrying out general insurance contracts . 4…