Search Result

21 - 40 of 1687 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 22.6 Giving and updating references: additional rules and guidance for full scope regulatory reference firms

As Published: 2016

SYSC 22.6 Giving and updating references: additional rules and guidance for full scope regulatory reference firms

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

APER 1.1A Application

As Published: 2015

APER 1.1A Application

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

As Published: 2015

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

SYSC 22.8 Additional rules and guidance for all firms

As Published: 2016

SYSC 22.8 Additional rules and guidance for all firms

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability