The provisions of COBS in the table are unlikely to be relevant in relation to any stock lending activity carried on by a firm3:
COBS |
Description |
Distance communications, except in relation to distance contracts concluded with consumers |
|
Insurance mediation |
|
Preparing product information |
|
Providing product information |
|
Cancellation, except cancellation and withdrawal rights in relation to distance contracts concluded with consumers |
|
Claims handling for long-term care insurance |
|
Trustee firms' regime |
|
Energy market activity and oil market activity |
|
Pensions - supplementary provisions |
|
With-profits |